Duke Street V Limited

Reference number: 194782

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When dukestreet.com first appeared online, and whether it can receive email
  • What kind of line 020 7663 8522 is
  • Who else gives the postcode W1B 5SE 1QS
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Other names (2)

If you were contacted under any of these names, it is this firm.

  • Duke Street Capital Former name
  • Duke Street Capital V Limited Former name

FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (8 permissions)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Establishing, operating or winding up a collective investment scheme
  • Making arrangements with a view to transactions in investments
  • Managing an unauthorised AIF
  • Managing investments
  • Safeguarding and administration of assets (without arranging)

Limits on what they may do

  • Venture Capital Business Only
    The firm must not conduct designated investment business other than Venture Capital business.
  • May control money if settlement through a mandate.
    The general requirement not to hold or control CLIENT MONEY does not restrict the firm from controlling CLIENT MONEY if it arises from an agreement under which the firm effects settlement through a mandate or otherwise.
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • Small Authorised UK AIFM (Sub-Threshold)
    The total value of assets under management by the firm must not exceed the relevant threshold as set out in Article 3(2) of AIFMD (as determined under Chapter II, section I of the AIFMD level 2 regulation). In the event that the relevant threshold is breached, the firm must submit an application for authorisation as a Full-scope UK AIFM to the FCA

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
04071494
Company status
Active
Company type
Private limited company
Incorporated
14 September 2000 (26 years old)
Registered office
Third Floor (East), Carrington House, 126 - 130 Regent Street, London, W1B 5SE, England
Nature of business
  • Activities of venture and development capital companies (SIC 64303)

Directors and company secretaries

Name Role Born Appointed Other companies
Alistair Charles Westray Troup Director Jan 1964 16 Feb 2006 26 other companies
Stuart Richard John Hall Director Dec 1972 13 Sep 2013 7 other companies
Jason Lawford Director Nov 1975 12 Sep 2019 18 other companies
James William Almond Director Feb 1981 12 Sep 2019 7 other companies

Other companies run by these 4 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
44
closed down
16
went insolvent
1

In the full report: all 44 companies, named

  • What each company does, and whether it is still trading
  • Which of these 4 directors sit on each board, and since when
  • The one that went into liquidation or administration
  • The one on the FCA register
  • The 7 companies these 4 directors run together
  • All 25 people who have ever been directors, with their dates
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Key dates in its history

Duke Street V’s history from the FCA register and Companies House, newest first.

Key events (11) All events (57)

2016

5 July 2016

  • FCA imposed a requirement (Small Authorised UK AIFM (Sub-Threshold))

FCA register

6 April 2016

  • Duke Street Private Equity Limited took control (75–100% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2008

14 August 2008

  • Changed its registered name from "Duke Street Capital V Limited"

FCA register

2002

10 October 2002

  • FCA imposed a requirement (Venture Capital Business Only)

FCA register

30 January 2002

  • FCA imposed a requirement (May control money if settlement through a mandate.)

FCA register

2001

1 December 2001

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

2000

30 October 2000

  • Changed its registered name from "Duke Street Capital"

FCA register

14 September 2000

  • Incorporated at Companies House

Companies House

1901

1 January 1901

  • Regulated by the Investment Management Regulatory Organisation from this date

FCA register

In the full report: all 57 events

  • All 57 events in its history (11 shown here)
  • Every director appointment and resignation: 42
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Firms connected to Duke Street V

Other FCA-listed firms that share a director, phone number or address with Duke Street V. A link shows who the firm is tied to, not whether either can be trusted.

connected firm
1
share a director
1

In the full report: the connected firm, named

  • How it is linked: shared directors (1)
  • Who links it to this firm: the named directors, with dates
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Firms like Duke Street V

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorisedUBS Asset Management Funds LtdLondonAuthorisedJ.P. Morgan Markets LimitedLondonAuthorisedRevolut Trading LtdLondonAuthorisedBlackRock Advisors (UK) LimitedLondonAuthorisedBlackRock Fund Managers LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Duke Street V

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 44 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 57 events in its history
  • 1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is Duke Street V Limited FCA authorised?
Yes, Duke Street V Limited (FRN 194782) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2001 and works as an investment or fund manager. The FCA has placed 2 limits on what it may do.
What is Duke Street V’s phone number and website?
The FCA register lists the phone number 020 7663 8522 and the website dukestreet.com for Duke Street V. If you were given different contact details, use these to check with the firm before going any further.
Is Duke Street V a scam or clone?
Duke Street V is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Duke Street V?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Duke Street V to the Financial Ombudsman Service, free of charge.
Who owns Duke Street V?
Duke Street V is owned by Duke Street Private Equity Limited, which holds 75–100% of shares, 75–100% of votes and can appoint and remove the board, since 6 April 2016.
Who runs Duke Street V?
Companies House lists 4 directors of Duke Street V: Alistair Charles Westray Troup, Stuart Richard John Hall, Jason Lawford and James William Almond.
How long has Duke Street V been in business?
The company was formed on 14 September 2000, and has held its current FCA authorisation since December 2001.
Does Duke Street V use any other names?
It has previously used 2 other names: Duke Street Capital and Duke Street Capital V Limited.

Sources and links

The full report on Duke Street V Limited

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