Dunes Financial Management Limited

Reference number: 1034332

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Dunes Financial Management Limited (FRN 1034332) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Dunes Financial Management's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Dunes Financial Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07736 459886

  • Address

    Office 3 Sterling House, 20 Park View, Whitley Bay, Tyne And Wear, NE26 2TH, United Kingdom

In the full report: 2 background checks

  • What kind of line 07736 459886 is
  • Who else gives the postcode NE26 2TH
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
16368219
Company status
Active
Company type
Private limited company
Incorporated
7 April 2025 (1 year old)
Registered office
Office 3 Sterling House, 20 Park View, Whitley Bay, Tyne & Wear, NE26 2TH, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Roger Burn Director Jul 1976 7 Apr 2025 None

In the full report: every company its directors have run

  • Confirmation that its director runs no other company
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Key dates in its history

Dunes Financial Management’s history from the FCA register and Companies House, newest first.

2025

28 May 2025

  • Became an appointed representative

FCA register

7 April 2025

  • Incorporated at Companies House
  • Roger Burn took control (75–100% of shares)
  • Roger Burn appointed as a director

Companies House

Director appointments and resignations, and trading names, appear under All events.

Firms like Dunes Financial Management

Other firms of the same type (financial adviser), nearest first.

In Whitley Bay

Pr Prestige Funding Solutions LtdWhitley BayAppointed representativeMarshall Pension & Financial Planning LtdWhitley BayAuthorised

In the Newcastle (NE) postcode area

Newcastle Financial Advisers LimitedAppointed representative1894 Private WealthNewcastle upon TyneAppointed representative2mtrustAppointed representativeA & K Financial Management LimitedMorpethAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Dunes Financial Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 2 background checks on its contact details
  • All 4 events in its history

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Frequently asked questions about this firm

Is Dunes Financial Management Limited FCA authorised?
Dunes Financial Management Limited (FRN 1034332) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Dunes Financial Management?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Dunes Financial Management Limited (FRN 1034332) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Dunes Financial Management's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Dunes Financial Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Dunes Financial Management’s phone number?
The FCA register lists the phone number 07736 459886 for Dunes Financial Management. If you were given different contact details, use these to check with the firm before going any further.
Is Dunes Financial Management a scam or clone?
Dunes Financial Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Dunes Financial Management?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Dunes Financial Management's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Dunes Financial Management?
Companies House lists one person with significant control of Dunes Financial Management: Mr Roger Burn (75–100% of shares).
Who runs Dunes Financial Management?
Companies House lists one director of Dunes Financial Management: Roger Burn.
How long has Dunes Financial Management been in business?
The company was formed on 7 April 2025.

Sources and links

The full report on Dunes Financial Management Limited

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