First Trust Global Portfolios Limited

Reference number: 583261

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When ftglobalportfolios.com first appeared online, and whether it can receive email
  • What kind of line 020 3195 7125 is
  • Who else gives the postcode EC2R 7HP
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FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (5 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company status
Active
Company type
Private limited company
Incorporated
7 December 2011 (14 years old)
Registered office
Floor 2 8 Angel Court, London, EC2R 7HJ
Nature of business
  • Activities of open-ended investment companies (SIC 64304)

Directors and company secretaries

Name Role Born Appointed Other companies
James Bowen Director Sep 1955 7 Dec 2011 None
Andrew Roggensack Director May 1964 7 Dec 2011 None
Derek Norman Fulton Director Sep 1972 26 Apr 2012 2 other companies
David Gerard Mcgarel Director Oct 1966 1 Jan 2016 None
Leonardo Da Costa Director Jul 1981 30 Jun 2016 None
William Scott Jardine Secretary Not published 7 Dec 2011 –

Other companies run by these 5 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
2
closed down
1

In the full report: all 2 companies, named

  • What each company does, and whether it is still trading
  • Which of these 5 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • All 7 people who have ever been directors, with their dates
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Key dates in its history

First Trust Global Portfolios’s history from the FCA register and Companies House, newest first.

2016

6 April 2016

  • First Trust Global Enterprises LP gave up control
  • First Trust Global Enterprises LP took control (75–100% of shares)
  • James Allen Bowen gained significant control

Companies House

2015

16 July 2015

  • FCA imposed a requirement (May control but not hold client money)

FCA register

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2012

1 October 2012

  • Became authorised by the FCA

FCA register

4 September 2012

  • Regulated by the Financial Services Authority from this date

FCA register

2011

7 December 2011

  • Incorporated at Companies House

Companies House

In the full report: all 20 events

  • All 20 events in its history (8 shown here)
  • Every director appointment and resignation: 9
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Firms connected to First Trust Global Portfolios

Other FCA-listed firms that share a director, phone number or address with First Trust Global Portfolios. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
2
share its postcode
2

In the full report: all 2 connected firms, named

  • How each is linked: the same postcode (2)
  • Who links each one: the named directors, with dates
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Firms like First Trust Global Portfolios

Other firms of the same type (investment or fund manager), nearest first.

In London

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on First Trust Global Portfolios

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 20 events in its history
  • 2 connected firms, named, and who links them

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Frequently asked questions about this firm

Is First Trust Global Portfolios Limited FCA authorised?
Yes, First Trust Global Portfolios Limited (FRN 583261) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since October 2012 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is First Trust Global Portfolios’ phone number and website?
The FCA register lists the phone number 020 3195 7125 and the website ftglobalportfolios.com for First Trust Global Portfolios. If you were given different contact details, use these to check with the firm before going any further.
Is First Trust Global Portfolios a scam or clone?
First Trust Global Portfolios is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with First Trust Global Portfolios?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about First Trust Global Portfolios to the Financial Ombudsman Service, free of charge.
Who owns First Trust Global Portfolios?
Companies House lists one person with significant control of First Trust Global Portfolios: Mr James Allen Bowen (significant influence or control). Before that, it was controlled by First Trust Global Enterprises LP.
Who runs First Trust Global Portfolios?
Companies House lists 5 directors of First Trust Global Portfolios: James Bowen, Andrew Roggensack, Derek Norman Fulton, David Gerard McGarel and Leonardo Da Costa.
How long has First Trust Global Portfolios been in business?
The company was formed on 7 December 2011, and has held its current FCA authorisation since October 2012.

Sources and links

The full report on First Trust Global Portfolios Limited

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