Foundations Financial Planning Ltd

Reference number: 1034615

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Rosemount Financial Solutions (IFA) Limited Reference number: 535515 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Foundations Financial Planning Ltd (FRN 1034615) is an AR of Rosemount Financial Solutions (IFA) Limited (FRN 535515). When you use Foundations Financial Planning's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Foundations Financial Planning, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07557 338347

  • Address

    10 Flint Lane, Barrow Upon Soar, Loughborough, Leicestershire, LE12 8GS, United Kingdom

In the full report: 2 background checks

  • What kind of line 07557 338347 is
  • Who else gives the postcode LE12 8GS
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Rosemount Financial Solutions (IFA) Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
16423362
Company status
Active
Company type
Private limited company
Incorporated
1 May 2025 (1 year old)
Registered office
10 Flint Lane, Barrow Upon Soar, Loughborough, LE12 8GS, England
Nature of business
  • Financial management (SIC 70221)

Directors and company secretaries

Name Role Born Appointed Other companies
Deborah Jennifer Sheehan Director Jul 1997 1 May 2025 None
Morris George Williams-Brown Director Aug 1986 1 May 2025 None

In the full report: every company its directors have run

  • Confirmation that these 2 directors run no other company
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Key dates in its history

Foundations Financial Planning’s history from the FCA register and Companies House, newest first.

2025

18 June 2025

  • Became an appointed representative

FCA register

1 May 2025

  • Incorporated at Companies House
  • Deborah Jennifer Sheehan became a part-owner (25–50% of shares)
  • Morris George Williams-Brown became the majority owner (50–75% of shares)
  • Deborah Jennifer Sheehan appointed as a director
  • Morris George Williams-brown appointed as a director

Companies House

Director appointments and resignations, and trading names, appear under All events.

Firms like Foundations Financial Planning

Other firms of the same type (financial adviser), nearest first.

In Loughborough

David BlissettLoughboroughAppointed representativeFrances BryanLoughboroughAppointed representativeGary BuckleyLoughboroughAppointed representativeIntelligent Financial Advisory Services LtdLoughboroughAppointed representativeKnights Row Commercial Finance LimitedLoughboroughAppointed representativeMichael ColeLoughboroughAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Foundations Financial Planning

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 2 background checks on its contact details
  • All 6 events in its history

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Frequently asked questions about this firm

Is Foundations Financial Planning Ltd FCA authorised?
Foundations Financial Planning Ltd (FRN 1034615) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Foundations Financial Planning?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Foundations Financial Planning Ltd (FRN 1034615) is an AR of Rosemount Financial Solutions (IFA) Limited (FRN 535515). When you use Foundations Financial Planning's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Foundations Financial Planning, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Foundations Financial Planning’s phone number?
The FCA register lists the phone number 07557 338347 for Foundations Financial Planning. If you were given different contact details, use these to check with the firm before going any further.
Is Foundations Financial Planning a scam or clone?
Foundations Financial Planning is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Foundations Financial Planning?
Protection works through Rosemount Financial Solutions (IFA) Limited, the principal firm responsible for Foundations Financial Planning's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Foundations Financial Planning?
Companies House lists 2 people with significant control of Foundations Financial Planning: Mr Morris George Williams-Brown (50–75% of shares) and Mrs Deborah Jennifer Sheehan (25–50% of shares).
Who runs Foundations Financial Planning?
Companies House lists 2 directors of Foundations Financial Planning: Deborah Jennifer Sheehan and Morris George Williams-Brown.
How long has Foundations Financial Planning been in business?
The company was formed on 1 May 2025.

Sources and links

The full report on Foundations Financial Planning Ltd

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