Gabelli Securities International UK Limited

Reference number: 536841

Instant download

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    020 3206 2100

  • Address

    3 St. James's Place, London, SW1A 1NP, United Kingdom

In the full report: 2 background checks

  • What kind of line 020 3206 2100 is, and the other firm that gives it
  • Who else gives the postcode SW1A 1NP
Instant PDF download

FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (6 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company status
Active
Company type
Private limited company
Incorporated
7 January 2010 (16 years old)
Registered office
3 St James's Place, St. James's Place, London, SW1A 1NP, England
Nature of business
  • Fund management activities (SIC 66300)

Directors and company secretaries

Name Role Born Appointed Other companies
Douglas Jamieson Director Dec 1954 28 Apr 2011 None
Evan David Miller Director Oct 1955 28 Apr 2011 2 other companies
Gustavo Pifano Director May 1986 26 Jul 2022 1 other company
Patrick Huvane Director Feb 1968 18 Jun 2024 None
Ian Mcadams Director May 1992 19 Jun 2024 None

Other companies run by these 5 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
2
still active
2
is FCA-registered
1

In the full report: all 2 companies, named

  • What each company does, and whether it is still trading
  • Which of these 5 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The one on the FCA register
  • The 1 company these 5 directors run together
  • All 12 people who have ever been directors, with their dates
Instant PDF download

Filed accounts and finances

18 months to 30 June 2025Full accountsAudited

Turnover

£5.73m

Not compared: the previous accounts cover a different length of time

Profit before tax

−£59.5k

Not compared: the previous accounts cover a different length of time

Total equity

£656k

+452% from £119k

Cash at bank

£883k

+25% from £704k

The previous accounts cover 12 months, so turnover and profit are not compared with them.

Total equity

In the full report: all 6 years of accounts

  • Every year from 2019 to 2025
  • The chart, over every year
  • Every filed figure, year by year
Instant PDF download
About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

Accounts filed at Companies House for company 07118844. Figures are exactly as filed; nothing is estimated.

Key dates in its history

Gabelli Securities International UK’s history from the FCA register and Companies House, newest first.

2024

1 November 2024

  • Associated Capital Group, Inc. gave up control
  • Gabelli Merchant Partners PLC took control (75–100% of shares)

Companies House

2016

6 April 2016

  • Associated Capital Group, Inc. took control (75–100% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2011

13 September 2011

  • FCA imposed a requirement (May control but not hold client money & Assets)
  • Became authorised by the FCA

FCA register

1 August 2011

  • Regulated by the Financial Services Authority from this date

FCA register

2010

7 January 2010

  • Incorporated at Companies House

Companies House

In the full report: all 28 events

  • All 28 events in its history (8 shown here)
  • Every director appointment and resignation: 17
Instant PDF download

Firms connected to Gabelli Securities International UK

Other FCA-listed firms that share a director, phone number or address with Gabelli Securities International UK. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
4
share a director
1
share its phone number
1

In the full report: all 4 connected firms, named

  • How each is linked: shared directors (1), the same phone number (1), the same postcode (4)
  • Who links each one: the named directors, with dates
Instant PDF download

Firms like Gabelli Securities International UK

Other firms of the same type (investment or fund manager), nearest first.

In London

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Gabelli Securities International UK

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 other companies its directors have run, named
  • 2 background checks on its contact details
  • 6 years of accounts, charted
  • All 28 events in its history
  • 4 connected firms, named, and who links them

Instant PDF One-off payment Secure checkout by Stripe

Frequently asked questions about this firm

Is Gabelli Securities International UK Limited FCA authorised?
Yes, Gabelli Securities International UK Limited (FRN 536841) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since September 2011 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is Gabelli Securities International UK’s phone number?
The FCA register lists the phone number 020 3206 2100 for Gabelli Securities International UK. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by one other FCA firm.
Is Gabelli Securities International UK a scam or clone?
Gabelli Securities International UK is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Gabelli Securities International UK?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Gabelli Securities International UK to the Financial Ombudsman Service, free of charge.
Who owns Gabelli Securities International UK?
Gabelli Securities International UK is owned by Gabelli Merchant Partners PLC, which holds 75–100% of shares, 75–100% of votes and can appoint and remove the board, since 1 November 2024. Before that, it was controlled by Associated Capital Group, Inc..
Who runs Gabelli Securities International UK?
Companies House lists 5 directors of Gabelli Securities International UK: Douglas Jamieson, Evan David Miller, Gustavo Pifano, Patrick Huvane and Ian McAdams.
How long has Gabelli Securities International UK been in business?
The company was formed on 7 January 2010, and has held its current FCA authorisation since September 2011.
What do Gabelli Securities International UK’s latest accounts show?
Its latest accounts, to 30 June 2025, show turnover of £5.73m (not compared: the previous accounts cover a different length of time) and profit before tax of −£59.5k (not compared: the previous accounts cover a different length of time).

Sources and links

The full report on Gabelli Securities International UK Limited

£19.99 · Instant PDF download

Loading secure checkout…