Graham Capital LLP: FCA regulated?

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Authorised for 14 years
Your funds are protected by FSCS
No FCA actions
Active company since 2011

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

No website on the FCA register
Phone number

020 7871 2100
Address

55 Baker St, London, W1U 8EW, United Kingdom

In the full report: 2 background checks

What kind of line 020 7871 2100 is
Who else gives the postcode W1U 8EW

FCA permissions and consumer protection

Hold or safeguard your money · Manage or trade investments FSCS may apply
Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Give regulated advice FSCS may apply
A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
Complaints Ombudsman, free
You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Show FCA detail (5 permissions)

Advising on investments (except on Pension Transfers and Pension Opt Outs)
Arranging (bringing about) deals in investments
Dealing in investments as agent
Making arrangements with a view to transactions in investments
Managing investments

Limits on what they may do

This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number: OC363326 (opens Companies House in a new tab)
Company status: Active
Company type: Limited liability partnership
Incorporated: 31 March 2011 (15 years old)
Registered office: 55 Baker Street, London, W1U 8EW

Directors and company secretaries

Name	Role	Born	Appointed	Other companies
Andrew Michael Swaine	LLP member	Sep 1970	12 Sep 2011	3 other companies
Stephen James Mcguinness	LLP member	May 1965	15 Feb 2013	22 other companies
Christopher Martyn Jones	LLP designated member	Apr 1971	1 Aug 2016	1 other company
Seamus Eoin O'Boyle	LLP member	Sep 1967	6 Jan 2020	None
Kacper Blazej Brzezniak	LLP member	Jun 1986	28 Jul 2021	None
Jon Arne Thoresen	LLP member	Apr 1967	11 Sep 2023	None
Ashley David Shaw	LLP member	Jul 1979	30 Nov 2023	1 other company
Wayne Scull	LLP member	Apr 1977	2 Jan 2024	1 other company
Ali Saad	LLP member	Jan 1986	9 Jan 2024	None
David Ric	LLP member	Sep 1974	8 May 2024	2 other companies
Jack Herbert William Norris	LLP member	Oct 1993	27 Aug 2024	None
Derek Arnold	LLP member	Oct 1980	13 Jan 2025	None
Alexander Dimitrov Mirtchev	LLP member	Aug 1985	20 Jan 2025	1 other company
Mohamed Mourad Ellouze	LLP member	Jun 1986	20 Jan 2025	2 other companies
Benedict Peter Treloar	LLP member	Sep 1988	7 Apr 2025	2 other companies
Mark Alan Panter	LLP member	Jun 1976	27 May 2025	4 other companies
Alessandro Taglietti	LLP member	Feb 1994	9 Jun 2025	None
David Bakstein	LLP member	Apr 1975	8 Sep 2025	None
Nick Rontogiannis	LLP member	Jan 1967	8 Dec 2025	1 other company
Mrinal Ashwin Ramsaha	LLP member	Jan 1997	13 Apr 2026	None
Daniel Schmidt	LLP member	Jun 1994	18 May 2026	None
Siddhartha Sharma	LLP member	Jul 1987	1 Jul 2026	None
Alexander Robert Holroyd-Jones	LLP member	Mar 1991	3 Aug 2026	None
GRAHAM CAPITAL HOLDINGS LTD	Corporate LLP designated member	Not published	31 Mar 2011	None

Other companies run by these 24 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies: 39
closed down: 24
are FCA-registered: 4

In the full report: all 39 companies, named

What each company does, and whether it is still trading
Which of these 24 directors sit on each board, and since when
Any that went into liquidation or administration
The 4 on the FCA register
The 1 company these 24 directors run together
All 79 people who have ever been directors, with their dates

Key dates in its history

Graham Capital’s history from the FCA register and Companies House, newest first.

Key events (6) All events (140)

2016

6 April 2016

Graham Capital Holdings Limited took control (75–100% of shares)

Companies House

2013

1 April 2013

Regulated by the FCA from this date

FCA register

2012

24 April 2012

FCA imposed a requirement (May control but not hold client money)
Became authorised by the FCA

FCA register · Companies House

12 April 2012

Regulated by the Financial Services Authority from this date

FCA register

2011

31 March 2011

Incorporated at Companies House

Companies House

In the full report: all 140 events

All 140 events in its history (6 shown here)
Every director appointment and resignation: 131

Firms connected to Graham Capital

Other FCA-listed firms that share a director, phone number or address with Graham Capital. A link shows who the firm is tied to, not whether either can be trusted.

connected firm: 1
share a director: 1
past links: 2

In the full report: the connected firm, named

How it is linked: shared directors (1)
Who links it to this firm: the named directors, with dates
2 past links through former directors

Firms like Graham Capital

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorised UBS Asset Management Funds LtdLondonAuthorised J.P. Morgan Markets LimitedLondonAuthorised Revolut Trading LtdLondonAuthorised BlackRock Advisors (UK) LimitedLondonAuthorised BlackRock Fund Managers LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Graham Capital

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

39 other companies its directors have run, named
2 background checks on its contact details
All 140 events in its history
1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is Graham Capital LLP FCA authorised?

Yes, Graham Capital LLP (FRN 564058) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since April 2012 and works as an investment or fund manager. The FCA has placed a limit on what it may do.

What is Graham Capital’s phone number?

The FCA register lists the phone number 020 7871 2100 for Graham Capital. If you were given different contact details, use these to check with the firm before going any further.

Is Graham Capital a scam or clone?

Graham Capital is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.

Is my money safe with Graham Capital?

It is permitted to hold and control client money, which it must keep separate from its own. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Graham Capital to the Financial Ombudsman Service, free of charge.

Who owns Graham Capital?

Graham Capital is owned by Graham Capital Holdings Limited, which holds 75–100% of votes and 75–100% of surplus assets, since 6 April 2016.

Who runs Graham Capital?

Companies House lists 24 directors of Graham Capital: Andrew Michael Swaine, Stephen James McGuinness, Christopher Martyn Jones, Seamus Eoin O'Boyle, Kacper Blazej Brzezniak, Jon Arne Thoresen and 18 more.

How long has Graham Capital been in business?

The company was formed on 31 March 2011, and has held its current FCA authorisation since April 2012.