Graham Peter Hartnup

Reference number: 408744

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Appointed representative

Graham Peter Hartnup does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

Responsible principal firm

Openwork Limited Reference number: 408285 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Graham Peter Hartnup (FRN 408744) is an AR of Openwork Limited (FRN 408285). When you use Graham Peter Hartnup's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Graham Peter Hartnup, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07970 170842

  • Address

    108 Fishpool Street, St. Albans, Hertfordshire, AL3 4RX, United Kingdom

In the full report: 2 background checks

  • What kind of line 07970 170842 is
  • Who else gives the postcode AL3 4RX
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Other names (2)

If you were contacted under any of these names, it is this firm.

  • Marshalswick Financial Services Trading name
  • Marshalwick Financial Services Former name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Openwork Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Graham Peter Hartnup’s history from the FCA register and Companies House, newest first.

Key events (2) All events (5)

2009

11 June 2009

  • Changed its registered name from "Marshalwick Financial Services"

FCA register

2004

31 October 2004

  • Became an appointed representative

FCA register

In the full report: all 5 events

  • All 5 events in its history (2 shown here)
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Firms like Graham Peter Hartnup

Other firms of the same type (financial adviser), nearest first.

In St. Albans

ADW Financial Solutions LimitedSt. AlbansAppointed representativeAltair Financial Planning LtdSt. AlbansAppointed representativeAnna DandekerSt. AlbansAppointed representativeAshridge Wealth Management LimitedSt. AlbansAppointed representativeBina DayaramSt. AlbansAppointed representativeCES Investments LtdSt. AlbansAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Graham Peter Hartnup

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details
  • All 5 events in its history

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Frequently asked questions about this firm

Is Graham Peter Hartnup FCA authorised?
Graham Peter Hartnup (FRN 408744) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Graham Peter Hartnup?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Graham Peter Hartnup (FRN 408744) is an AR of Openwork Limited (FRN 408285). When you use Graham Peter Hartnup's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Graham Peter Hartnup, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Graham Peter Hartnup’s phone number?
The FCA register lists the phone number 07970 170842 for Graham Peter Hartnup. If you were given different contact details, use these to check with the firm before going any further.
Is Graham Peter Hartnup a scam or clone?
Graham Peter Hartnup is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Graham Peter Hartnup?
Protection works through Openwork Limited, the principal firm responsible for Graham Peter Hartnup's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Graham Peter Hartnup use any other names?
It trades as Marshalswick Financial Services. It has previously used the name Marshalwick Financial Services.

Sources and links

The full report on Graham Peter Hartnup

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