Grosvenor Capital Brokers Limited

Reference number: 1001133

Instant download

Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Grosvenor Capital Brokers Limited (FRN 1001133) is an AR of Optimum Commercial Solutions Ltd (FRN 808754). When you use Grosvenor Capital Brokers's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Grosvenor Capital Brokers, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    01925 407955

  • Address

    Unit 8, The Hive, 27 - 31 Sankey Street, Warrington, WA1 1XG, United Kingdom

In the full report: 2 background checks

  • What kind of line 01925 407955 is
  • Who else gives the postcode WA1 1XG
Instant PDF download

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Optimum Commercial Solutions Ltd, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company status
Active
Company type
Private limited company
Incorporated
13 June 2023 (3 years old)
Registered office
The Annexe Hillcliffe Road, Walton, Warrington, WA4 6NU, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Wayne Anthony Lee Director Jul 1968 13 Jun 2023 1 other company
Simon Thompson Director Aug 1966 13 Jun 2023 None
Wayne Lee Secretary Not published 13 Jun 2023 –

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other company
1
still active
1
is FCA-registered
1

In the full report: all 1 company, named

  • What each company does, and whether it is still trading
  • Which of these 2 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The one on the FCA register
Instant PDF download

Filed accounts and finances

Year to 30 June 2025Micro-entity accountsNot audited

Net assets

£243

Up £1,720 from −£1,477

Employees (average)

2

Up 2 from 0

Owed within a year

£1,112

No earlier figure to compare

Assets and liabilities

About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 14932311. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Grosvenor Capital Brokers’s history from the FCA register and Companies House, newest first.

2023

13 September 2023

  • Became an appointed representative

FCA register

13 June 2023

  • Incorporated at Companies House
  • Simon Thompson became a part-owner (25–50% of shares)
  • Wayne Anthony Lee became a part-owner (25–50% of shares)
  • Simon Thompson appointed as a director
  • Wayne Anthony Lee appointed as a director

Companies House

Director appointments and resignations, and trading names, appear under All events.

Firms connected to Grosvenor Capital Brokers

Other FCA-listed firms that share a director, phone number or address with Grosvenor Capital Brokers. A link shows who the firm is tied to, not whether either can be trusted.

connected firm
1
share a director
1

In the full report: the connected firm, named

  • How it is linked: shared directors (1)
  • Who links it to this firm: the named directors, with dates
Instant PDF download

Firms like Grosvenor Capital Brokers

Other firms of the same type (credit broker), nearest first.

In Warrington

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Grosvenor Capital Brokers

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 1 other company its directors have run, named
  • 2 background checks on its contact details
  • All 6 events in its history
  • 1 connected firm, named, and who links them

Instant PDF One-off payment Secure checkout by Stripe

Frequently asked questions about this firm

Is Grosvenor Capital Brokers Limited FCA authorised?
Grosvenor Capital Brokers Limited (FRN 1001133) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Grosvenor Capital Brokers?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Grosvenor Capital Brokers Limited (FRN 1001133) is an AR of Optimum Commercial Solutions Ltd (FRN 808754). When you use Grosvenor Capital Brokers's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Grosvenor Capital Brokers, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Grosvenor Capital Brokers’ phone number?
The FCA register lists the phone number 01925 407955 for Grosvenor Capital Brokers. If you were given different contact details, use these to check with the firm before going any further.
Is Grosvenor Capital Brokers a scam or clone?
Grosvenor Capital Brokers is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Grosvenor Capital Brokers?
Protection works through Optimum Commercial Solutions Ltd, the principal firm responsible for Grosvenor Capital Brokers's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Grosvenor Capital Brokers?
Companies House lists 2 people with significant control of Grosvenor Capital Brokers: Mr Wayne Anthony Lee (25–50% of shares) and Mr Simon Thompson (25–50% of shares).
Who runs Grosvenor Capital Brokers?
Companies House lists 2 directors of Grosvenor Capital Brokers: Wayne Anthony Lee and Simon Thompson.
How long has Grosvenor Capital Brokers been in business?
The company was formed on 13 June 2023.
What do Grosvenor Capital Brokers’ latest accounts show?
Its latest accounts, to 30 June 2025, show net assets of £243 (up £1,720 from −£1,477).

Sources and links

The full report on Grosvenor Capital Brokers Limited

£19.99 · Instant PDF download

Loading secure checkout…