Harris Associates Wealth Management Ltd

Reference number: 498518

Instant download

Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Harris Associates Wealth Management Ltd (FRN 498518) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Harris Associates Wealth Management's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Harris Associates Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When sjpp.co.uk first appeared online, and whether it can receive email
  • What kind of line 01763 249511 is
  • Who else gives the postcode SG19 2EP
Instant PDF download
Other names (2)

If you were contacted under any of these names, it is this firm.

  • David Harris Former name
  • Harris Associates Former trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company name
HARRIS ASSOCIATES WEALTH MANAGEMENT LIMITED
Company number
07992007
Company status
Active
Company type
Private limited company
Incorporated
15 March 2012 (14 years old)
Registered office
4 Fenice Court, Phoenix Business Park, Eaton Socon, Cambridgeshire, PE19 8EP
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
David John Harris Director Oct 1960 15 Mar 2012 None
Christopher David Harris Director Sep 1983 22 Jan 2019 None
Diane Yvonne Harris Secretary Not published 15 Mar 2012 –

In the full report: every company its directors have run

  • Confirmation that these 2 directors run no other company
Instant PDF download

Filed accounts and finances

Year to 31 March 2025Small company accountsNot audited

Net assets

£2,615

−96% from £63.0k

Cash at bank

£34.5k

−42% from £59.5k

Employees (average)

7

Same as 7

Owed within a year

£166k

−12% from £188k

Assets and liabilities

In the full report: all 6 years of accounts

  • Every year from 2020 to 2025
  • The chart, over every year
  • Every filed figure, year by year
Instant PDF download
About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 07992007. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Harris Associates Wealth Management’s history from the FCA register and Companies House, newest first.

Key events (4) All events (8)

2016

6 April 2016

  • David John Harris took control (75–100% of shares)

Companies House

2012

3 July 2012

  • Changed its registered name from "David Harris"

FCA register

15 March 2012

  • Incorporated at Companies House

Companies House

2009

27 March 2009

  • Became an appointed representative

FCA register

In the full report: all 8 events

  • All 8 events in its history (4 shown here)
  • Every director appointment and resignation: 2
Instant PDF download

Firms like Harris Associates Wealth Management

Other firms of the same type (financial adviser), nearest first.

In Sandy

SammyCo LimitedSandyAppointed representativeUnique FM LimitedSandyAppointed representative

In the Stevenage (SG) postcode area

ACM Wealth Planning LimitedHitchinAppointed representativeAdvance Financial ManagementSheffordAppointed representativeAJE Wealth Management LimitedHitchinAppointed representativeAlbon Financial Planning LtdLetchworth Garden CityAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Harris Associates Wealth Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 3 background checks on its contact details
  • 6 years of accounts, charted
  • All 8 events in its history

Instant PDF One-off payment Secure checkout by Stripe

Frequently asked questions about this firm

Is Harris Associates Wealth Management Ltd FCA authorised?
Harris Associates Wealth Management Ltd (FRN 498518) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Harris Associates Wealth Management?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Harris Associates Wealth Management Ltd (FRN 498518) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Harris Associates Wealth Management's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Harris Associates Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Harris Associates Wealth Management’s phone number and website?
The FCA register lists the phone number 01763 249511 and the website sjpp.co.uk/harrisassociates for Harris Associates Wealth Management. If you were given different contact details, use these to check with the firm before going any further.
Is Harris Associates Wealth Management a scam or clone?
Harris Associates Wealth Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Harris Associates Wealth Management?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Harris Associates Wealth Management's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Harris Associates Wealth Management?
Companies House lists one person with significant control of Harris Associates Wealth Management: Mr David John Harris (75–100% of shares).
Who runs Harris Associates Wealth Management?
Companies House lists 2 directors of Harris Associates Wealth Management: David John Harris and Christopher David Harris.
How long has Harris Associates Wealth Management been in business?
The company was formed on 15 March 2012.
What do Harris Associates Wealth Management’s latest accounts show?
Its latest accounts, to 31 March 2025, show net assets of £2,615 (−96% from £63.0k) and cash at bank of £34.5k (−42% from £59.5k).
Does Harris Associates Wealth Management use any other names?
It has previously used 2 other names: David Harris and Harris Associates.

Sources and links

The full report on Harris Associates Wealth Management Ltd

£19.99 · Instant PDF download

Loading secure checkout…