Hawthorn Mortgage & Finance

Reference number: 445676

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

TD Financial Ltd Reference number: 469500 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Hawthorn Mortgage & Finance (FRN 445676) is an AR of TD Financial Ltd (FRN 469500). When you use Hawthorn Mortgage & Finance's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Hawthorn Mortgage & Finance, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07841 457648

  • Address

    James William House, 9 Museum Place, Cardiff, Caerdydd, CF10 3BD, United Kingdom

In the full report: 2 background checks

  • What kind of line 07841 457648 is
  • Who else gives the postcode CF10 3BD
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Other names (2)

If you were contacted under any of these names, it is this firm.

  • Hawthorn Mortgages & Finance Trading name
  • Glenn Chapman Former name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through TD Financial Ltd, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Hawthorn Mortgage & Finance’s history from the FCA register and Companies House, newest first.

Key events (3) All events (6)

2015

2 July 2015

  • Changed its registered name from "Glenn Chapman"

FCA register

30 June 2015

  • Changed its registered name from "Hawthorn Mortgage & Finance"

FCA register

2005

13 December 2005

  • Became an appointed representative

FCA register

In the full report: all 6 events

  • All 6 events in its history (3 shown here)
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Firms connected to Hawthorn Mortgage & Finance

Other FCA-listed firms that share a director, phone number or address with Hawthorn Mortgage & Finance. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
2
share its postcode
2

In the full report: all 2 connected firms, named

  • How each is linked: the same postcode (2)
  • Who links each one: the named directors, with dates
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Firms like Hawthorn Mortgage & Finance

Other firms of the same type (mortgage adviser or broker), nearest first.

In Cardiff

Bocc Finance LimitedCardiffAppointed representativeCeltic Finance LtdCardiffAppointed representativeColin MorganCardiffAppointed representativeComplex Capital LimitedCardiffAppointed representativeDJC Financial Solutions LtdCardiffAppointed representativeEzra Finance LtdCardiffAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Hawthorn Mortgage & Finance

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details
  • All 6 events in its history
  • 2 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Hawthorn Mortgage & Finance FCA authorised?
Hawthorn Mortgage & Finance (FRN 445676) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Hawthorn Mortgage & Finance?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Hawthorn Mortgage & Finance (FRN 445676) is an AR of TD Financial Ltd (FRN 469500). When you use Hawthorn Mortgage & Finance's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Hawthorn Mortgage & Finance, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Hawthorn Mortgage & Finance’s phone number?
The FCA register lists the phone number 07841 457648 for Hawthorn Mortgage & Finance. If you were given different contact details, use these to check with the firm before going any further.
Is Hawthorn Mortgage & Finance a scam or clone?
Hawthorn Mortgage & Finance is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Hawthorn Mortgage & Finance?
Protection works through TD Financial Ltd, the principal firm responsible for Hawthorn Mortgage & Finance's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Hawthorn Mortgage & Finance use any other names?
It trades as Hawthorn Mortgages & Finance. It has previously used the name Glenn Chapman.

Sources and links

The full report on Hawthorn Mortgage & Finance

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