Investcorp Securities Limited

Reference number: 139122

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When investcorp.com first appeared online, and whether it can receive email
  • What kind of line 020 7629 6600 is, and the other firm that gives it
  • Who else gives the postcode W1U 8EQ
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FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (8 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Establishing, operating or winding up a collective investment scheme
  • Making arrangements with a view to transactions in investments
  • Managing an unauthorised AIF
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • Small Authorised UK AIFM (Sub-Threshold)
    The total value of assets under management by the firm must not exceed the relevant threshold as set out in Article 3(2) of AIFMD (as determined under Chapter II, section I of the AIFMD level 2 regulation). In the event that the relevant threshold is breached, the firm must submit an application for authorisation as a Full-scope UK AIFM to the FCA

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
02217792
Company status
Active
Company type
Private limited company
Incorporated
5 February 1988 (38 years old)
Registered office
25 Baker Street, London, W1U 8EQ, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Craig Lawrence Sinfield-Hain Director Nov 1972 31 Aug 2017 3 other companies
Gilbert Benjamin Kamieniecky Director Apr 1981 22 Nov 2019 2 other companies
Jose Ignacio Pfeifer Director Jan 1980 30 Mar 2023 9 other companies
Dennis Obiora Kehrberg Director Aug 1974 31 Oct 2024 2 other companies
Isabel Guerrero Secretary Not published 18 Aug 2023 –

Other companies run by these 4 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
14
closed down
3
is FCA-registered
1

In the full report: all 14 companies, named

  • What each company does, and whether it is still trading
  • Which of these 4 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The one on the FCA register
  • The 2 companies these 4 directors run together
  • All 26 people who have ever been directors, with their dates
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Key dates in its history

Investcorp Securities’s history from the FCA register and Companies House, newest first.

Key events (8) All events (57)

2016

6 September 2016

  • FCA imposed a requirement (May control but not hold client money)

FCA register

2 September 2016

  • FCA imposed a requirement (Small Authorised UK AIFM (Sub-Threshold))

FCA register

6 April 2016

  • Investcorp International Limited took control (75–100% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2001

1 December 2001

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

1988

19 May 1988

  • Regulated by the Securities and Futures Authority from this date

FCA register

5 February 1988

  • Incorporated at Companies House

Companies House

In the full report: all 57 events

  • All 57 events in its history (8 shown here)
  • Every director appointment and resignation: 46
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Firms connected to Investcorp Securities

Other FCA-listed firms that share a director, phone number or address with Investcorp Securities. A link shows who the firm is tied to, not whether either can be trusted.

connected firm
1
share a director
1
share its phone number
1

In the full report: the connected firm, named

  • How it is linked: shared directors (1), the same phone number (1), the same postcode (1)
  • Who links it to this firm: the named directors, with dates
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Firms like Investcorp Securities

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorisedUBS Asset Management Funds LtdLondonAuthorisedRevolut Trading LtdLondonAuthorisedBlackRock Advisors (UK) LimitedLondonAuthorisedBlackRock Fund Managers LimitedLondonAuthorisedBlackRock Investment Management (UK) LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Investcorp Securities

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 14 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 57 events in its history
  • 1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is Investcorp Securities Limited FCA authorised?
Yes, Investcorp Securities Limited (FRN 139122) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2001 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is Investcorp Securities’ phone number and website?
The FCA register lists the phone number 020 7629 6600 and the website investcorp.com for Investcorp Securities. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by one other FCA firm.
Is Investcorp Securities a scam or clone?
Investcorp Securities is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Investcorp Securities?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Investcorp Securities to the Financial Ombudsman Service, free of charge.
Who owns Investcorp Securities?
Investcorp Securities is owned by Investcorp International Limited, which holds 75–100% of shares, 75–100% of votes and can appoint and remove the board, since 6 April 2016.
Who runs Investcorp Securities?
Companies House lists 4 directors of Investcorp Securities: Craig Lawrence Sinfield-Hain, Gilbert Benjamin Kamieniecky, Jose Ignacio Pfeifer and Dennis Obiora Kehrberg.
How long has Investcorp Securities been in business?
The company was formed on 5 February 1988, and has held its current FCA authorisation since December 2001.

Sources and links

The full report on Investcorp Securities Limited

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