Katie Swindlehurst

Reference number: 976685

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Appointed representative

Katie Swindlehurst does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Katie Swindlehurst (FRN 976685) is an AR of HL Partnership Limited (FRN 303397). When you use Katie Swindlehurst's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Katie Swindlehurst, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07900 565144

  • Address

    5 Maple Avenue, Haverfordwest, Sir Benfro, SA61 1EF, United Kingdom

In the full report: 2 background checks

  • What kind of line 07900 565144 is
  • Who else gives the postcode SA61 1EF
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Your Mortgage Adviser Trading name: A name it trades under now.

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through HL Partnership Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Katie Swindlehurst’s history from the FCA register and Companies House, newest first.

2022

31 May 2022

  • Became an appointed representative
  • Began trading as "Your Mortgage Adviser"

FCA register

Director appointments and resignations, and trading names, appear under All events.

Firms like Katie Swindlehurst

Other firms of the same type (mortgage adviser or broker), nearest first.

In Haverfordwest

In the Swansea (SA) postcode area

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Katie Swindlehurst

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details
  • All 2 events in its history

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Frequently asked questions about this firm

Is Katie Swindlehurst FCA authorised?
Katie Swindlehurst (FRN 976685) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Katie Swindlehurst?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Katie Swindlehurst (FRN 976685) is an AR of HL Partnership Limited (FRN 303397). When you use Katie Swindlehurst's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Katie Swindlehurst, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Katie Swindlehurst’s phone number?
The FCA register lists the phone number 07900 565144 for Katie Swindlehurst. If you were given different contact details, use these to check with the firm before going any further.
Is Katie Swindlehurst a scam or clone?
Katie Swindlehurst is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Katie Swindlehurst?
Protection works through HL Partnership Limited, the principal firm responsible for Katie Swindlehurst's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Katie Swindlehurst use any other names?
It trades as Your Mortgage Adviser.

Sources and links

The full report on Katie Swindlehurst

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