Keith Hockridge

Reference number: 439641

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Introducer appointed representative

Keith Hockridge can only introduce you to their principal, and cannot give financial advice, recommend products, or arrange deals alone.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An introducer appointed representative can only pass your details to its principal firm. It cannot recommend products, give financial advice, or arrange deals on its own.
  • Keith Hockridge (FRN 439641) introduces customers to St. James's Place Wealth Management Plc (FRN 195351). Any regulated advice or arranging is done by the principal, not Keith Hockridge.
  • Example: if Keith Hockridge refers you to a financial adviser, the advice should come from the principal firm, not from Keith Hockridge itself.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    01255 851584

  • Address

    143 Connaught Avenue, Frinton-on-Sea, Essex, CO13 9AB, United Kingdom

In the full report: 2 background checks

  • What kind of line 01255 851584 is, and the other firm that gives it
  • Who else gives the postcode CO13 9AB
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Firms connected to Keith Hockridge

Other FCA-listed firms that share a director, phone number or address with Keith Hockridge. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
2
share its phone number
1
share its postcode
1

In the full report: all 2 connected firms, named

  • How each is linked: the same phone number (1), the same postcode (1)
  • Who links each one: the named directors, with dates
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Firms like Keith Hockridge

Other firms of the same type (financial adviser), nearest first.

In Frinton-on-Sea

Greensward Financial Planning LimitedFrinton-on-SeaAppointed representativeGranville James (Financial Planning) LimitedFrinton-on-SeaAuthorised

In the Colchester (CO) postcode area

AARC Associates LimitedHalsteadAppointed representativeAdele Waters Wealth Management LimitedColchesterAppointed representativeAlex Lloyd Wealth Management LtdColchesterAppointed representativeAllen & Company Financial Management LtdColchesterAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Keith Hockridge

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details
  • 2 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Keith Hockridge FCA authorised?
Keith Hockridge (FRN 439641) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does introducer appointed representative mean for Keith Hockridge?
An introducer appointed representative can only pass your details to its principal firm. It cannot recommend products, give financial advice, or arrange deals on its own. Keith Hockridge (FRN 439641) introduces customers to St. James's Place Wealth Management Plc (FRN 195351). Any regulated advice or arranging is done by the principal, not Keith Hockridge. Example: if Keith Hockridge refers you to a financial adviser, the advice should come from the principal firm, not from Keith Hockridge itself. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Keith Hockridge’s phone number?
The FCA register lists the phone number 01255 851584 for Keith Hockridge. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by one other FCA firm.
Is Keith Hockridge a scam or clone?
Keith Hockridge is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Keith Hockridge?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Keith Hockridge's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Sources and links

The full report on Keith Hockridge

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