King & Shaxson Asset Management Limited

Reference number: 823315

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When kingandshaxsonethical.co.uk first appeared online, and whether it can receive email
  • What kind of line 020 7426 5950 is, and the other firm that gives it
  • Who else gives the postcode EC3M 6AL
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Other names (2)

If you were contacted under any of these names, it is this firm.

  • Dowgate Settlement Trading name
  • King & Shaxson Ethical Investing Trading name

FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (9 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Causing dematerialised instructions to be sent
  • Dealing in investments as agent
  • Dealing in investments as principal
  • Making arrangements with a view to transactions in investments
  • Managing investments
  • Sending dematerialised instructions

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
03870667
Company status
Active
Company type
Private limited company
Incorporated
3 November 1999 (26 years old)
Registered office
155 Fenchurch Street, London, EC3M 6AL, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)
  • Fund management activities (SIC 66300)

Directors and company secretaries

Name Role Born Appointed Other companies
David Ian Robert Wileman Director Oct 1956 22 Dec 2003 4 other companies
Wayne Jon Bishop Director Feb 1969 11 Apr 2019 4 other companies
John David Stunell Director Nov 1958 11 May 2022 4 other companies
Kumar Vakil Director May 1977 2 Nov 2023 14 other companies
Harry George Thompson Director Apr 1992 18 Oct 2024 None
Kumar Vakil Secretary Not published 1 Nov 2022 –

Other companies run by these 5 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
21
closed down
6
is FCA-registered
1

In the full report: all 21 companies, named

  • What each company does, and whether it is still trading
  • Which of these 5 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The one on the FCA register
  • The 4 companies these 5 directors run together
  • All 21 people who have ever been directors, with their dates
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Key dates in its history

King & Shaxson Asset Management’s history from the FCA register and Companies House, newest first.

Key events (4) All events (40)

2019

11 April 2019

  • Regulated by the FCA from this date
  • Became authorised by the FCA

FCA register · Companies House

2016

6 April 2016

  • Hua Min Lim took control (75–100% of shares)

Companies House

1999

3 November 1999

  • Incorporated at Companies House

Companies House

In the full report: all 40 events

  • All 40 events in its history (4 shown here)
  • Every director appointment and resignation: 33
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Firms connected to King & Shaxson Asset Management

Other FCA-listed firms that share a director, phone number or address with King & Shaxson Asset Management. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
2
share a director
1
share its phone number
1

In the full report: all 2 connected firms, named

  • How each is linked: shared directors (1), the same phone number (1), the same postcode (2)
  • Who links each one: the named directors, with dates
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Firms like King & Shaxson Asset Management

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorisedUBS Asset Management Funds LtdLondonAuthorisedRevolut Trading LtdLondonAuthorisedBlackRock Advisors (UK) LimitedLondonAuthorisedBlackRock Fund Managers LimitedLondonAuthorisedBlackRock Investment Management (UK) LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on King & Shaxson Asset Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 21 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 40 events in its history
  • 2 connected firms, named, and who links them

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Frequently asked questions about this firm

Is King & Shaxson Asset Management Limited FCA authorised?
Yes, King & Shaxson Asset Management Limited (FRN 823315) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since April 2019 and works as an investment or fund manager. The FCA has placed no limits on its permissions.
What is King & Shaxson Asset Management’s phone number and website?
The FCA register lists the phone number 020 7426 5950 and the website kingandshaxsonethical.co.uk/home.aspx for King & Shaxson Asset Management. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by one other FCA firm.
Is King & Shaxson Asset Management a scam or clone?
King & Shaxson Asset Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with King & Shaxson Asset Management?
It may control client money but not hold it. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about King & Shaxson Asset Management to the Financial Ombudsman Service, free of charge.
Who owns King & Shaxson Asset Management?
Companies House lists one person with significant control of King & Shaxson Asset Management: Mr Hua Min Lim (75–100% of shares).
Who runs King & Shaxson Asset Management?
Companies House lists 5 directors of King & Shaxson Asset Management: David Ian Robert Wileman, Wayne Jon Bishop, John David Stunell, Kumar Vakil and Harry George Thompson.
How long has King & Shaxson Asset Management been in business?
The company was formed on 3 November 1999, and has held its current FCA authorisation since April 2019.
Does King & Shaxson Asset Management use any other names?
It trades as Dowgate Settlement and King & Shaxson Ethical Investing.

Sources and links

The full report on King & Shaxson Asset Management Limited

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