Authorised by the FCA
M. Emanuel is on the FCA register and authorised to carry out regulated activities.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Phone number
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Address
5 Lexham Gardens Mews, London, W8 5JQ, United Kingdom
In the full report: 2 background checks
- What kind of line 07838 216350 is
- Who else gives the postcode W8 5JQ
FCA permissions and consumer protection
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (6 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on P2P agreements
- Arranging (bringing about) deals in investments
- Dealing in investments as agent
- Making arrangements with a view to transactions in investments
- Managing investments
Limits on what they may do
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Removal of limitations to Non-Mainstream Activitie
General 1. This schedule sets out the terms of the variation to be made to M Emanuel's Permission with effect from 1 October 2013. Variation of permission 2. The variation of M Emanuel's Permission requested is the removal of all limitations or requirements relating to Non-Mainstream Regulated Activities from M Emanuel's Permission.
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No CORPORATE FIN. BUSINESS unless non-mainstream
The firm must not carry on any CORPORATE FINANCE BUSINESS that is a REGULATED ACTIVITY unless it is a NON-MAINSTREAM REGULATED ACTIVITY.
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No actions to stabilise market price
The firm must not act in any way to stabilise the market price of any investment.
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DERIVATIVES using permitted third party only
The firm must not engage in a PERMITTED ACTIVITY in respect of DERIVATIVES except through a PERMITTED THIRD PARTY and, in the case of advice, the PERMITTED THIRD PARTY is an INDEPENDENT INTERMEDIARY
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Only rights to/interests in permitted investments
The firm may carry on a REGULATED ACTIVITY in relation to rights to or interests in investments only where those investments are themselves of a type permitted for that REGULATED ACTIVITY
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No speculative foreign exchange dealings.
The firm must not undertake a permitted activity in respect of speculative foreign exchange dealings.
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No pension transfer or opt out
The firm must not carry on any business relating to a PENSION TRANSFER or OPT OUT.
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May hold/control client money if rebated commission
The general requirement not to hold or control CLIENT MONEY does not apply if the CLIENT MONEY arises from an agreement under which commission is rebated to the client.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Key dates in its history
M. Emanuel’s history from the FCA register and Companies House, newest first.
2023
6 November 2023
- FCA recorded a standard requirement (Financial Promotions for own firm, ARs and other members of the group)
FCA register
2013
1 October 2013
- FCA imposed a requirement (Removal of limitations to Non-Mainstream Activitie)
FCA register
1 April 2013
- Regulated by the FCA from this date
FCA register
31 March 2013
- No longer regulated by the Financial Services Authority
FCA register
2002
18 September 2002
- FCA imposed a requirement (No CORPORATE FIN. BUSINESS unless non-mainstream)
FCA register
22 March 2002
- FCA imposed a requirement (DERIVATIVES using permitted third party only)
- FCA imposed a requirement (May hold/control client money if rebated commission)
- FCA imposed a requirement (No actions to stabilise market price)
- FCA imposed a requirement (No pension transfer or opt out)
- FCA imposed a requirement (No speculative foreign exchange dealings.)
- FCA imposed a requirement (Only rights to/interests in permitted investments)
FCA register
2001
1 December 2001
- Regulated by the Financial Services Authority from this date
- Supervised by The Institute of Chartered Accountants in England and Wales from this date
- Became authorised by the FCA
FCA register
Director appointments and resignations, and trading names, appear under All events.
Firms like M. Emanuel
Other firms of the same type (investment or fund manager), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on M. Emanuel
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 2 background checks on its contact details
- All 14 events in its history
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Check your FSCS cover fscs.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk