Moorfield Investment Management Limited
Reference number: 196334
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
Parcels Building, 14 Bird Street, 7th Floor, London, Westminster, W1U 1BU, United Kingdom
In the full report: 3 background checks
- When moorfield.com first appeared online, and whether it can receive email
- What kind of line 020 7399 1900 is
- Who else gives the postcode W1U 1BU
Other names (1)
If you were contacted under any of these names, it is this firm.
- Herbert Smith Former name: A name it was registered under before.
FCA permissions and consumer protection
- Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (8 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Arranging (bringing about) deals in investments
- Arranging safeguarding and administration of assets
- Dealing in investments as agent
- Establishing, operating or winding up a collective investment scheme
- Making arrangements with a view to transactions in investments
- Managing an unauthorised AIF
- Managing investments
Limits on what they may do
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May control money if settlement through a mandate.
The general requirement not to hold or control CLIENT MONEY does not restrict the firm from controlling CLIENT MONEY if it arises from an agreement under which the firm effects settlement through a mandate or otherwise.
One supervisory condition set by the FCA
These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.
- CPMI Requirement
The firm is only permitted to carry on the activities specified in FUND 1.4.3R (1) to (6) or any successor provision
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 04017777 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 20 June 2000 (26 years old)
- Registered office
- 7th Floor, Parcels Building, 14 Bird Street, London, W1U 1BU, United Kingdom
- Nature of business
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- Financial intermediation not elsewhere classified (SIC 64999)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Marc Edward Charles Gilbard | Director | May 1962 | 9 Nov 2000 | 176 other companies |
| Charles John Ferguson Davie | Director | Oct 1978 | 20 Aug 2013 | 44 other companies |
| Sadie Joanna Malim | Director | Mar 1980 | 25 Nov 2021 | 56 other companies |
| Steven Hall | Director | Jun 1977 | 31 Dec 2021 | None |
| Steven Hall | Secretary | Not published | 12 Jan 2017 | – |
Other companies run by these 4 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 207
- closed down
- 84
- is FCA-registered
- 1
In the full report: all 207 companies, named
- What each company does, and whether it is still trading
- Which of these 4 directors sit on each board, and since when
- Any that went into liquidation or administration
- The one on the FCA register
- The 67 companies these 4 directors run together
- All 8 people who have ever been directors, with their dates
Key dates in its history
Moorfield Investment Management’s history from the FCA register and Companies House, newest first.
2016
6 April 2016
- Moorfield Group Limited took control (75–100% of shares)
Companies House
2014
30 July 2014
- FCA imposed a requirement (CPMI Requirement)
FCA register
2013
1 April 2013
- Regulated by the FCA from this date
FCA register
2001
3 December 2001
- FCA imposed a requirement (May control money if settlement through a mandate.)
FCA register
1 December 2001
- Regulated by the Financial Services Authority from this date
- Became authorised by the FCA
FCA register
17 January 2001
- Changed its registered name from "Herbert Smith"
FCA register
2000
20 June 2000
- Incorporated at Companies House
Companies House
1901
1 January 1901
- Regulated by the Investment Management Regulatory Organisation from this date
FCA register
In the full report: all 22 events
- All 22 events in its history (9 shown here)
- Every director appointment and resignation: 10
Firms connected to Moorfield Investment Management
Other FCA-listed firms that share a director, phone number or address with Moorfield Investment Management. A link shows who the firm is tied to, not whether either can be trusted.
- connected firm
- 1
- share a director
- 1
In the full report: the connected firm, named
- How it is linked: shared directors (1)
- Who links it to this firm: the named directors, with dates
Firms like Moorfield Investment Management
Other firms of the same type (investment or fund manager), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Moorfield Investment Management
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 207 other companies its directors have run, named
- 3 background checks on its contact details
- All 22 events in its history
- 1 connected firm, named, and who links them
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Check your FSCS cover fscs.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk