Morgan Griffiths

Reference number: 110992

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Authorised by the FCA

Morgan Griffiths is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    01686 626748

  • Address

    Cross Chambers, 9 High Street, Newtown, Powys, SY16 2NY, United Kingdom

In the full report: 2 background checks

  • What kind of line 01686 626748 is
  • Who else gives the postcode SY16 2NY
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FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (4 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Arranging (bringing about) deals in investments
  • Making arrangements with a view to transactions in investments

Limits on what they may do

  • No actions to stabilise market price
    The firm must not act in any way to stabilise the market price of any investment.
  • DERIVATIVES using permitted third party only
    The firm must not engage in a PERMITTED ACTIVITY in respect of DERIVATIVES except through a PERMITTED THIRD PARTY and, in the case of advice, the PERMITTED THIRD PARTY is an INDEPENDENT INTERMEDIARY
  • Only rights to/interests in permitted investments
    The firm may carry on a REGULATED ACTIVITY in relation to rights to or interests in investments only where those investments are themselves of a type permitted for that REGULATED ACTIVITY
  • No speculative foreign exchange dealings.
    The firm must not undertake a permitted activity in respect of speculative foreign exchange dealings.
  • No pension transfer or opt out
    The firm must not carry on any business relating to a PENSION TRANSFER or OPT OUT.
  • May hold/control client money if rebated commission
    The general requirement not to hold or control CLIENT MONEY does not apply if the CLIENT MONEY arises from an agreement under which commission is rebated to the client.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Morgan Griffiths’s history from the FCA register and Companies House, newest first.

Key events (10) All events (13)

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2002

22 March 2002

  • FCA imposed a requirement (DERIVATIVES using permitted third party only)
  • FCA imposed a requirement (May hold/control client money if rebated commission)
  • FCA imposed a requirement (No actions to stabilise market price)
  • FCA imposed a requirement (No pension transfer or opt out)
  • FCA imposed a requirement (No speculative foreign exchange dealings.)
  • FCA imposed a requirement (Only rights to/interests in permitted investments)

FCA register

2001

1 December 2001

  • Regulated by the Financial Services Authority from this date
  • Supervised by The Institute of Chartered Accountants in England and Wales from this date
  • Became authorised by the FCA

FCA register

In the full report: all 13 events

  • All 13 events in its history (10 shown here)
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Firms like Morgan Griffiths

Other firms of the same type (financial adviser), nearest first.

In Newtown

Rees Astley Independent Financial Advisers LimitedNewtownAuthorisedChris VenablesNewtownAppointed representative

In the Shrewsbury (SY) postcode area

Anculo LtdOswestryAuthorisedAndrew Grindley Financial Services LimitedOswestryAuthorisedAndrew Haxton & Co LimitedShrewsburyAuthorisedBeach U.K. LimitedShrewsburyAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Morgan Griffiths

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 background checks on its contact details
  • All 13 events in its history

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Frequently asked questions about this firm

Is Morgan Griffiths FCA authorised?
Yes, Morgan Griffiths (FRN 110992) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2001 and works as a financial adviser. The FCA has placed 6 limits on what it may do.
What is Morgan Griffiths’ phone number?
The FCA register lists the phone number 01686 626748 for Morgan Griffiths. If you were given different contact details, use these to check with the firm before going any further.
Is Morgan Griffiths a scam or clone?
Morgan Griffiths is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Morgan Griffiths?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Morgan Griffiths to the Financial Ombudsman Service, free of charge.

Sources and links

The full report on Morgan Griffiths

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