NK Financial Management Limited

Reference number: 552630

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When nkfm.co.uk first appeared online, and whether it can receive email
  • What kind of line 01727 855607 is
  • Who else gives the postcode AL3 6PF
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FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Advise on or arrange mortgages FSCS may apply
    Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.
  • Lend or arrange credit No FSCS cover
    Consumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (12 permissions)
  • Acting as a CBTL advisor
  • Acting as a CBTL arranger
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on Pension Transfers and Pension Opt Outs
  • Advising on regulated mortgage contracts
  • Arranging (bringing about) deals in investments
  • Arranging (bringing about) regulated mortgage contracts
  • Credit Broking
  • Debt-counselling
  • Making arrangements with a view to regulated mortgage contracts
  • Making arrangements with a view to transactions in investments

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
07584899
Company status
Active
Company type
Private limited company
Incorporated
30 March 2011 (15 years old)
Registered office
C/O Azets Burnham Yard, London End, Beaconsfield, Bucks, HP9 2JH, United Kingdom
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Nicholas Guy Knapp Director Jul 1969 30 Mar 2011 None

In the full report: every company its directors have run

  • Confirmation that its director runs no other company
  • Both people who have been directors, with their dates
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Filed accounts and finances

Year to 31 March 2026Micro-entity accountsNot audited

Net assets

£306k

−10% from £340k

Owed within a year

£54.8k

−27% from £75.1k

Assets and liabilities

In the full report: all 7 years of accounts

  • Every year from 2020 to 2026
  • The chart, over every year
  • Every filed figure, year by year
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About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 07584899. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

NK Financial Management’s history from the FCA register and Companies House, newest first.

Key events (6) All events (12)

2016

6 April 2016

  • Nicholas Guy Knapp became a part-owner (25–50% of shares)
  • Sarah Elizabeth Knapp became a part-owner (25–50% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2011

17 October 2011

  • Became authorised by the FCA

FCA register

9 June 2011

  • Regulated by the Financial Services Authority from this date

FCA register

30 March 2011

  • Incorporated at Companies House

Companies House

In the full report: all 12 events

  • All 12 events in its history (6 shown here)
  • Every director appointment and resignation: 3
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Firms like NK Financial Management

Other firms of the same type (financial adviser), nearest first.

In St. Albans

Alban Wealth LLPSt. AlbansAuthorisedAqua Wealth Management LimitedSt. AlbansAuthorisedConsolidated Financial Management LimitedSt. AlbansAuthorisedFeast Noble & Co LLPSt. AlbansAuthorisedIndependent Financial Advice Bureau (Watford) LLPSt. AlbansAuthorisedKD Wright Financial Services LimitedSt. AlbansAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on NK Financial Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 3 background checks on its contact details
  • 7 years of accounts, charted
  • All 12 events in its history

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Frequently asked questions about this firm

Is NK Financial Management Limited FCA authorised?
Yes, NK Financial Management Limited (FRN 552630) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since October 2011 and works as a financial adviser. The FCA has placed no limits on its permissions.
What is NK Financial Management’s phone number and website?
The FCA register lists the phone number 01727 855607 and the website nkfm.co.uk for NK Financial Management. If you were given different contact details, use these to check with the firm before going any further.
Is NK Financial Management a scam or clone?
NK Financial Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with NK Financial Management?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about NK Financial Management to the Financial Ombudsman Service, free of charge.
Who owns NK Financial Management?
Companies House lists 2 people with significant control of NK Financial Management: Mr Nicholas Guy Knapp (25–50% of shares) and Mrs Sarah Elizabeth Knapp (25–50% of shares).
Who runs NK Financial Management?
Companies House lists one director of NK Financial Management: Nicholas Guy Knapp.
How long has NK Financial Management been in business?
The company was formed on 30 March 2011, and has held its current FCA authorisation since October 2011.
What do NK Financial Management’s latest accounts show?
Its latest accounts, to 31 March 2026, show net assets of £306k (−10% from £340k).

Sources and links

The full report on NK Financial Management Limited

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