North Rock Capital Management (UK) LLP

Reference number: 937100

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When northrockllc.com first appeared online, and whether it can receive email
  • What kind of line 020 3189 9470 is
  • Who else gives the postcode SW1Y 5JG
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Other names (2)

If you were contacted under any of these names, it is this firm.

  • North Rock Capital Trading name
  • LH NR UK (Management) LLP Former name

FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (5 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Concerns on the company record

  • Confirmation statement is overdue at Companies House.
Company number
OC433601
Company status
Active
Company type
Limited liability partnership
Incorporated
2 October 2020 (6 years old)
Registered office
Second Floor, 48-49 Pall Mall, London, SW1Y 5JG, England

Directors and company secretaries

Name Role Born Appointed Other companies
Antony David Edward Eccles LLP designated member May 1973 16 Dec 2021 3 other companies
Alexandre Edouard Emilien Diogo LLP member Jun 1984 15 Feb 2022 None
Daniel James Hiscox LLP member Apr 1976 8 Jul 2022 4 other companies
Graham Bruce Lachlan Ewen LLP member Nov 1978 8 Jul 2022 2 other companies
Giovanni Rubino LLP member Jun 1974 24 Nov 2022 None
Amelia Forcina LLP member Jun 1974 24 Nov 2022 4 other companies
Owen Jacob LLP member May 1979 19 Jun 2023 None
Nihal Shah LLP member Aug 1987 18 Sep 2023 1 other company
Alan Connery LLP member Sep 1975 16 Oct 2023 None
Van Gert Thomas Rooyen LLP member Nov 1971 1 Nov 2024 None
Anthony Locke LLP member Oct 1977 1 Apr 2025 3 other companies
Ardeshir Hashemi LLP member Feb 1984 1 Apr 2025 1 other company
Ian Robert Scanlon LLP member Feb 1988 1 May 2025 1 other company
Amit Sohal LLP member Aug 1982 1 Oct 2025 None
Benjamin Thomas Scarlett LLP member Jan 1986 12 Nov 2025 None
LH NR UK LIMITED Corporate LLP designated member Not published 2 Oct 2020 None

Other companies run by these 16 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
15
closed down
10
is FCA-registered
1

In the full report: all 15 companies, named

  • What each company does, and whether it is still trading
  • Which of these 16 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The one on the FCA register
  • The 4 companies these 16 directors run together
  • All 31 people who have ever been directors, with their dates
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Key dates in its history

North Rock Capital Management (UK)’s history from the FCA register and Companies House, newest first.

Key events (6) All events (54)

2023

28 March 2023

  • Changed its registered name from "LH NR UK (Management) LLP"

FCA register

2021

6 April 2021

  • FCA imposed a requirement (May control but not hold client money)

FCA register

1 April 2021

  • Regulated by the FCA from this date
  • Became authorised by the FCA

FCA register

2020

2 October 2020

  • Incorporated at Companies House
  • Lh Nr UK Limited took control (75–100% of shares)

Companies House

In the full report: all 54 events

  • All 54 events in its history (6 shown here)
  • Every director appointment and resignation: 45
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Firms connected to North Rock Capital Management (UK)

Other FCA-listed firms that share a director, phone number or address with North Rock Capital Management (UK). A link shows who the firm is tied to, not whether either can be trusted.

past link
1

In the full report: all 0 connected firms, named

  • 1 past link through former directors
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Firms like North Rock Capital Management (UK)

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorisedUBS Asset Management Funds LtdLondonAuthorisedJ.P. Morgan Markets LimitedLondonAuthorisedRevolut Trading LtdLondonAuthorisedBlackRock Advisors (UK) LimitedLondonAuthorisedBlackRock Fund Managers LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on North Rock Capital Management (UK)

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 15 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 54 events in its history

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Frequently asked questions about this firm

Is North Rock Capital Management (UK) LLP FCA authorised?
Yes, North Rock Capital Management (UK) LLP (FRN 937100) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since April 2021 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is North Rock Capital Management (UK)’s phone number and website?
The FCA register lists the phone number 020 3189 9470 and the website northrockllc.com for North Rock Capital Management (UK). If you were given different contact details, use these to check with the firm before going any further.
Is North Rock Capital Management (UK) a scam or clone?
North Rock Capital Management (UK) is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with North Rock Capital Management (UK)?
It may control client money but not hold it. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about North Rock Capital Management (UK) to the Financial Ombudsman Service, free of charge.
Who owns North Rock Capital Management (UK)?
North Rock Capital Management (UK) is owned by Lh Nr UK Limited, which holds 75–100% of votes, 75–100% of surplus assets and can appoint and remove the board, since 2 October 2020.
Who runs North Rock Capital Management (UK)?
Companies House lists 16 directors of North Rock Capital Management (UK): Antony David Edward Eccles, Alexandre Edouard Emilien Diogo, Daniel James Hiscox, Graham Bruce Lachlan Ewen, Giovanni Rubino, Amelia Forcina and 10 more.
How long has North Rock Capital Management (UK) been in business?
The company was formed on 2 October 2020, and has held its current FCA authorisation since April 2021.
Does North Rock Capital Management (UK) use any other names?
It trades as North Rock Capital. It has previously used the name LH NR UK (Management) LLP.

Sources and links

The full report on North Rock Capital Management (UK) LLP

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