Norwood Financial Solutions Limited

Reference number: 765415

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Norwood Financial Solutions Limited (FRN 765415) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Norwood Financial Solutions's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Norwood Financial Solutions, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks, 1 thing worth a closer look

  • When norwoodfp.com first appeared online, and whether it can receive email
  • What kind of line 07865 660451 is
  • Whether NE1 2HF is a shared office: 26 other firms give it
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FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
08735600
Company status
Active
Company type
Private limited company
Incorporated
16 October 2013 (13 years old)
Registered office
15 Bankside The Watermark, Gateshead, Tyne And Wear, NE11 9SY, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Andrew Donald Allen Director Aug 1971 11 Jun 2021 1 other company
David Andrew Brooman Director Sep 1965 16 Dec 2025 1 other company

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
2
closed down
1
still active
1

In the full report: all 2 companies, named

  • What each company does, and whether it is still trading
  • Which of these 2 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • All 3 people who have ever been directors, with their dates
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Filed accounts and finances

Year to 31 March 2025Full accountsNot audited

Net assets

£12.8k

+13% from £11.4k

Cash at bank

£3,759

−55% from £8,346

Owed within a year

£22.5k

−19% from £27.8k

Assets and liabilities

In the full report: all 6 years of accounts

  • Every year from 2020 to 2025
  • The chart, over every year
  • Every filed figure, year by year
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About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

Accounts filed at Companies House for company 08735600. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Norwood Financial Solutions’s history from the FCA register and Companies House, newest first.

Key events (5) All events (9)

2021

11 June 2021

  • Andrew Donald Allen became a part-owner (25–50% of shares)

Companies House

2016

24 November 2016

  • Became an appointed representative

FCA register

6 April 2016

  • David Andrew Brooman became a part-owner (25–50% of shares)
  • Joanne Brooman became a part-owner (25–50% of shares)

Companies House

2013

16 October 2013

  • Incorporated at Companies House

Companies House

In the full report: all 9 events

  • All 9 events in its history (5 shown here)
  • Every director appointment and resignation: 4
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Firms like Norwood Financial Solutions

Other firms of the same type (financial adviser), nearest first.

In Newcastle Upon Tyne

1894 Private WealthNewcastle upon TyneAppointed representativeAFT Wealth Management LtdNewcastle upon TyneAppointed representativeAnne GibsonNewcastle upon TyneAppointed representativeBroad Chare Partnership LLPNewcastle upon TyneAppointed representativeCarl TurnbullNewcastle upon TyneAppointed representativeChris DavisNewcastle Upon TyneAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Norwood Financial Solutions

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 other companies its directors have run, named
  • 3 background checks on its contact details, 1 flagged
  • 6 years of accounts, charted
  • All 9 events in its history

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Frequently asked questions about this firm

Is Norwood Financial Solutions Limited FCA authorised?
Norwood Financial Solutions Limited (FRN 765415) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Norwood Financial Solutions?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Norwood Financial Solutions Limited (FRN 765415) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Norwood Financial Solutions's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Norwood Financial Solutions, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Norwood Financial Solutions’ phone number and website?
The FCA register lists the phone number 07865 660451 and the website norwoodfp.com for Norwood Financial Solutions. If you were given different contact details, use these to check with the firm before going any further.
Is Norwood Financial Solutions a scam or clone?
Norwood Financial Solutions is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Norwood Financial Solutions?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Norwood Financial Solutions's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Norwood Financial Solutions?
Companies House lists 3 people with significant control of Norwood Financial Solutions: Mr Andrew Donald Allen (25–50% of shares), Mrs Joanne Brooman (25–50% of shares) and Mr David Andrew Brooman (25–50% of shares).
Who runs Norwood Financial Solutions?
Companies House lists 2 directors of Norwood Financial Solutions: Andrew Donald Allen and David Andrew Brooman.
How long has Norwood Financial Solutions been in business?
The company was formed on 16 October 2013.
What do Norwood Financial Solutions’ latest accounts show?
Its latest accounts, to 31 March 2025, show net assets of £12.8k (+13% from £11.4k) and cash at bank of £3,759 (−55% from £8,346).

Sources and links

The full report on Norwood Financial Solutions Limited

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