Nuveen Management AIFM Limited

Reference number: 194149

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    020 3727 8000

  • Address

    201 Bishopsgate, 9th Floor, London, EC2M 3BN, United Kingdom

In the full report: 2 background checks

  • What kind of line 020 3727 8000 is, and the 4 other firms that give it
  • Who else gives the postcode EC2M 3BN
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Other names (2)

If you were contacted under any of these names, it is this firm.

  • Henderson Property UK AIFM Limited Former name
  • New Star Asset Management Limited Former name

FCA permissions and consumer protection

  • Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (4 permissions)
  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing an unauthorised AIF

Limits on what they may do

  • May control money if settlement through a mandate.
    The general requirement not to hold or control CLIENT MONEY does not restrict the firm from controlling CLIENT MONEY if it arises from an agreement under which the firm effects settlement through a mandate or otherwise.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
03984658
Company status
Active
Company type
Private limited company
Incorporated
3 May 2000 (26 years old)
Registered office
9th Floor 201, Bishopsgate, London, EC2M 3BN
Nature of business
  • Fund management activities (SIC 66300)

Directors and company secretaries

Name Role Born Appointed Other companies
Michael John Lawson Sales Director Jun 1964 15 Jul 2013 73 other companies
Raymond John Adderley Director Jul 1977 6 Jun 2016 10 other companies
Duncan David Morton Director Jul 1977 9 Jul 2020 18 other companies
Randy Giraldo Director Nov 1975 1 Mar 2024 6 other companies
NUVEEN CORPORATE SECRETARIAL SERVICES LIMITED Corporate secretary Not published 10 Jun 2014 –

Other companies run by these 4 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
82
closed down
52
went insolvent
2

In the full report: all 82 companies, named

  • What each company does, and whether it is still trading
  • Which of these 4 directors sit on each board, and since when
  • The 2 that went into liquidation or administration
  • The 3 on the FCA register
  • The 14 companies these 4 directors run together
  • All 49 people who have ever been directors, with their dates
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Key dates in its history

Nuveen Management AIFM’s history from the FCA register and Companies House, newest first.

Key events (9) All events (104)

2017

3 April 2017

  • Changed its registered name from "Henderson Property UK AIFM Limited"

FCA register

2016

6 April 2016

  • Nuveen Europe Holdings Limited took control (75–100% of shares)

Companies House

2013

27 September 2013

  • Changed its registered name from "New Star Asset Management Limited"

FCA register

1 April 2013

  • Regulated by the FCA from this date

FCA register

2001

3 December 2001

  • FCA imposed a requirement (May control money if settlement through a mandate.)

FCA register

1 December 2001

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

2000

3 May 2000

  • Incorporated at Companies House

Companies House

1901

1 January 1901

  • Regulated by the Investment Management Regulatory Organisation from this date

FCA register

In the full report: all 104 events

  • All 104 events in its history (9 shown here)
  • Every director appointment and resignation: 92
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Firms connected to Nuveen Management AIFM

Other FCA-listed firms that share a director, phone number or address with Nuveen Management AIFM. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
4
share a director
3
share its phone number
4

In the full report: all 4 connected firms, named

  • How each is linked: shared directors (3), the same phone number (4), the same postcode (4)
  • Who links each one: the named directors, with dates
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Firms like Nuveen Management AIFM

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorisedUBS Asset Management Funds LtdLondonAuthorisedJ.P. Morgan Markets LimitedLondonAuthorisedRevolut Trading LtdLondonAuthorisedBlackRock Advisors (UK) LimitedLondonAuthorisedBlackRock Fund Managers LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Nuveen Management AIFM

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 82 other companies its directors have run, named
  • 2 background checks on its contact details
  • All 104 events in its history
  • 4 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Nuveen Management AIFM Limited FCA authorised?
Yes, Nuveen Management AIFM Limited (FRN 194149) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2001 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is Nuveen Management AIFM’s phone number?
The FCA register lists the phone number 020 3727 8000 for Nuveen Management AIFM. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by 4 other FCA firms.
Is Nuveen Management AIFM a scam or clone?
Nuveen Management AIFM is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Nuveen Management AIFM?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Nuveen Management AIFM to the Financial Ombudsman Service, free of charge.
Who owns Nuveen Management AIFM?
Nuveen Management AIFM is owned by Nuveen Europe Holdings Limited, which holds 75–100% of shares, 75–100% of votes and can appoint and remove the board, since 6 April 2016.
Who runs Nuveen Management AIFM?
Companies House lists 4 directors of Nuveen Management AIFM: Michael John Lawson Sales, Raymond John Adderley, Duncan David Morton and Randy Giraldo.
How long has Nuveen Management AIFM been in business?
The company was formed on 3 May 2000, and has held its current FCA authorisation since December 2001.
Does Nuveen Management AIFM use any other names?
It has previously used 2 other names: Henderson Property UK AIFM Limited and New Star Asset Management Limited.

Sources and links

The full report on Nuveen Management AIFM Limited

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