Omni Advisory Limited

Reference number: 969435

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When omniadvisory.co.uk first appeared online, and whether it can receive email
  • What kind of line 020 3540 1603 is
  • Who else gives the postcode W1S 4PY
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FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (7 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Establishing, operating or winding up a collective investment scheme
  • Making arrangements with a view to transactions in investments
  • Managing an unauthorised AIF
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • CPMI Requirement
    The firm is only permitted to carry on the activities specified in FUND 1.4.3R (1) to (6) or any successor provision

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company status
Active
Company type
Private limited company
Incorporated
11 May 2020 (6 years old)
Registered office
3rd Floor 22 Old Bond Street, London, W1S 4PY, England
Nature of business
  • Activities auxiliary to financial intermediation not elsewhere classified (SIC 66190)

Directors and company secretaries

Name Role Born Appointed Other companies
Steven Andrew Clark Director Jan 1967 11 May 2020 128 other companies
Marlo Smal Director Nov 1987 30 Nov 2024 16 other companies

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
132
closed down
32
went insolvent
5

In the full report: all 132 companies, named

  • What each company does, and whether it is still trading
  • Which of these 2 directors sit on each board, and since when
  • The 5 that went into liquidation or administration
  • The 7 on the FCA register, including one no longer authorised
  • The 12 companies these 2 directors run together
  • All 5 people who have ever been directors, with their dates
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Filed accounts and finances

Year to 31 May 2021Micro-entity accountsNot audited

Net assets

£1

No earlier figure to compare

Employees (average)

0

No earlier figure to compare

Owed within a year

£10.0k

No earlier figure to compare

About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 12592981. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Omni Advisory’s history from the FCA register and Companies House, newest first.

2024

3 October 2024

  • Omni Partners LLP gave up control
  • Steven Andrew Clark took control (75–100% of shares)

Companies House

2023

2 March 2023

  • Regulated by the FCA from this date
  • FCA imposed a requirement (CPMI Requirement)
  • FCA imposed a requirement (May control but not hold client money)
  • Became authorised by the FCA

FCA register

2020

11 May 2020

  • Incorporated at Companies House
  • Omni Partners LLP took control (75–100% of shares)

Companies House

In the full report: all 17 events

  • All 17 events in its history (8 shown here)
  • Every director appointment and resignation: 8
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Firms connected to Omni Advisory

Other FCA-listed firms that share a director, phone number or address with Omni Advisory. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
5
share a director
3
share its postcode
4

In the full report: all 5 connected firms, named

  • How each is linked: shared directors (3), the same postcode (4)
  • Who links each one: the named directors, with dates
  • 4 past links through former directors
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Firms like Omni Advisory

Other firms of the same type (investment or fund manager), nearest first.

In London

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Omni Advisory

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 132 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 17 events in its history
  • 5 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Omni Advisory Limited FCA authorised?
Yes, Omni Advisory Limited (FRN 969435) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since March 2023 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is Omni Advisory’s phone number and website?
The FCA register lists the phone number 020 3540 1603 and the website omniadvisory.co.uk for Omni Advisory. If you were given different contact details, use these to check with the firm before going any further.
Is Omni Advisory a scam or clone?
Omni Advisory is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Omni Advisory?
It may control client money but not hold it. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Omni Advisory to the Financial Ombudsman Service, free of charge.
Who owns Omni Advisory?
Companies House lists one person with significant control of Omni Advisory: Mr Steven Andrew Clark (75–100% of shares). Before that, it was controlled by Omni Partners LLP.
Who runs Omni Advisory?
Companies House lists 2 directors of Omni Advisory: Steven Andrew Clark and Marlo Smal.
How long has Omni Advisory been in business?
The company was formed on 11 May 2020, and has held its current FCA authorisation since March 2023.
What do Omni Advisory’s latest accounts show?
Its latest accounts, to 31 May 2021, show net assets of £1 (no earlier figure to compare).

Sources and links

The full report on Omni Advisory Limited

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