Optis Investment Management Limited: FCA regulated?

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Authorised for 17 years
Your funds are protected by FSCS
No FCA actions
Active company since 2008
Accounts filed up to 30 June 2023

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Website

optisim.co.uk (opens in a new tab)
Phone number

07825 142329
Address

Flat 1, 31 Clifton Gardens, London, Westminster, W9 1AR, United Kingdom

In the full report: 3 background checks

When optisim.co.uk first appeared online, and whether it can receive email
What kind of line 07825 142329 is
Who else gives the postcode W9 1AR

FCA permissions and consumer protection

Run or oversee funds FSCS may apply
Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Complaints Ombudsman, free
You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Show FCA detail (1 permission)

Managing an unauthorised AIF

Limits on what they may do

This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number: 06623119 (opens Companies House in a new tab)
Company status: Active
Company type: Private limited company
Incorporated: 18 June 2008 (18 years old)
Registered office: C/O Buzzacott Llp, 130 Wood Street, London, EC2V 6DL
Nature of business: Security and commodity contracts dealing activities (SIC 66120)

Directors and company secretaries

Name	Role	Born	Appointed	Other companies
Gavin Charles Butcher	Director	Sep 1961	18 Jun 2008	1 other company
Heiko Van Wyngaarden	Director	May 1965	1 Oct 2020	None
Graham Douglas John Bell	Director	Mar 1952	23 Aug 2022	None

Other companies run by these 3 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other company: 1
still active: 1

In the full report: all 1 company, named

What each company does, and whether it is still trading
Which of these 3 directors sit on each board, and since when
Any that went into liquidation or administration
All 4 people who have ever been directors, with their dates

Filed accounts and finances

Year to 30 June 2023Full accountsAudited

Turnover

£676k

−88% from £5.43m

Net assets

£983k

−17% from £1.18m

Cash at bank

£646k

−25% from £859k

Employees (average)

3

+50% from 2

The accounts for the year to 30 June 2023 do not tag profit before tax in a form that can be read automatically, so it is not shown. The last tagged figure is £4.13m, for the year to 30 June 2022.

Turnover and profit

About these figures

Turnover: Money taken from sales in the year, before any costs.
Profit before tax: What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity: Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities: Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank: Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year: Debts and bills due in the next twelve months, and those due later.

Accounts filed at Companies House for company 06623119. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Optis Investment Management’s history from the FCA register and Companies House, newest first.

Key events (6) All events (13)

2016

6 April 2016

Heiko Van Wyngaarden gained significant control

Companies House

2013

1 April 2013

Regulated by the FCA from this date

FCA register

2009

7 January 2009

Regulated by the Financial Services Authority from this date
FCA imposed a requirement (May control but not hold client money)
Became authorised by the FCA

FCA register

2008

18 June 2008

Incorporated at Companies House

Companies House

In the full report: all 13 events

All 13 events in its history (6 shown here)
Every director appointment and resignation: 5

Firms like Optis Investment Management

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorised UBS Asset Management Funds LtdLondonAuthorised Revolut Trading LtdLondonAuthorised BlackRock Advisors (UK) LimitedLondonAuthorised BlackRock Fund Managers LimitedLondonAuthorised BlackRock Investment Management (UK) LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Optis Investment Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

1 other company its directors have run, named
3 background checks on its contact details
All 13 events in its history

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Frequently asked questions about this firm

Is Optis Investment Management Limited FCA authorised?

Yes, Optis Investment Management Limited (FRN 486872) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since January 2009 and works as an investment or fund manager. The FCA has placed a limit on what it may do.

What is Optis Investment Management’s phone number and website?

The FCA register lists the phone number 07825 142329 and the website optisim.co.uk for Optis Investment Management. If you were given different contact details, use these to check with the firm before going any further.

Is Optis Investment Management a scam or clone?

Optis Investment Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.

Is my money safe with Optis Investment Management?

Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Optis Investment Management to the Financial Ombudsman Service, free of charge.

Who owns Optis Investment Management?

Companies House lists one person with significant control of Optis Investment Management: Heiko Van Wyngaarden (significant influence or control).

Who runs Optis Investment Management?

Companies House lists 3 directors of Optis Investment Management: Gavin Charles Butcher, Heiko Van Wyngaarden and Graham Douglas John Bell.

How long has Optis Investment Management been in business?

The company was formed on 18 June 2008, and has held its current FCA authorisation since January 2009.

What do Optis Investment Management’s latest accounts show?

Its latest accounts, to 30 June 2023, show turnover of £676k (−88% from £5.43m) and net assets of £983k (−17% from £1.18m).