Pemberton Capital Advisors LLP: FCA regulated?

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Authorised for 13 years
Your funds are protected by FSCS
No FCA actions
Active company since 2010

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Website

pembertonam.com (opens in a new tab)
Phone number

020 7993 9300
Address

5 Howick Place, London, SW1P 1WG, United Kingdom

In the full report: 3 background checks

When pembertonam.com first appeared online, and whether it can receive email
What kind of line 020 7993 9300 is, and the other firm that gives it
Who else gives the postcode SW1P 1WG

Other names (1)

If you were contacted under any of these names, it is this firm.

Pemberton Asset Management Trading name: A name it trades under now.

FCA permissions and consumer protection

Hold or safeguard your money · Manage or trade investments FSCS may apply
Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Give regulated advice FSCS may apply
A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
Complaints Ombudsman, free
You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Show FCA detail (6 permissions)

Advising on investments (except on Pension Transfers and Pension Opt Outs)
Arranging (bringing about) deals in investments
Arranging safeguarding and administration of assets
Dealing in investments as agent
Making arrangements with a view to transactions in investments
Managing investments

Limits on what they may do

This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
Restricted from dealing with Retail Clients

The Firm is restricted from dealing with Retail Clients.
A non-executive director (CF2) is required

The Firm is required to have a non-executive director (CF2)

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number: OC359656 (opens Companies House in a new tab)
Company status: Active
Company type: Limited liability partnership
Incorporated: 18 November 2010 (15 years old)
Registered office: 5 Howick Place, London, SW1P 1WG, England

Directors and company secretaries

Name	Role	Born	Appointed	Other companies
Symon Roderick Drake-Brockman	LLP member	Sep 1961	18 Nov 2010	5 other companies
Mark Jonathan Hickey	LLP designated member	Aug 1969	22 Aug 2014	3 other companies
Thomas Stefan Duetoft	LLP member	May 1964	2 Sep 2014	None
Ben Warren Gulliver	LLP member	Aug 1976	1 Sep 2016	1 other company
Robin Edward Challis	LLP member	Jul 1976	1 Dec 2016	None
Eric Matthew Capp	LLP member	Sep 1967	9 May 2017	2 other companies
Antoine Olivier Arthur Josserand	LLP member	Dec 1971	27 Jul 2018	None
Paul Aldrich (Dr)	LLP member	Aug 1964	1 Jun 2020	None
Thomas Doyle	LLP member	Sep 1971	10 Jan 2022	None
Oren Bass	LLP member	Oct 1977	1 Jun 2025	2 other companies
Robin John Bailey	LLP member	Feb 1977	1 Oct 2025	5 other companies
Philp William Best	LLP member	Dec 1960	1 May 2026	None
Sachin Sharad Anandikar	LLP member	Jun 1976	7 May 2026	1 other company
PEMBERTON ASSET MANAGEMENT SERVICES UK LIMITED	Corporate LLP designated member	Not published	4 Feb 2011	None
LEGAL & GENERAL CAPITAL INVESTMENTS LIMITED	Corporate LLP member	Not published	22 Aug 2014	1 other company

Other companies run by these 15 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies: 19
closed down: 2
are FCA-registered: 2

In the full report: all 19 companies, named

What each company does, and whether it is still trading
Which of these 15 directors sit on each board, and since when
Any that went into liquidation or administration
The 2 on the FCA register
The 1 company these 15 directors run together
All 31 people who have ever been directors, with their dates

Key dates in its history

Pemberton Capital Advisors’s history from the FCA register and Companies House, newest first.

Key events (10) All events (57)

2016

1 June 2016

FCA imposed a requirement (May control but not hold client money)

FCA register

6 April 2016

Legal & General Capital Investments Limited gained 25–50% of the votes
Pemberton Asset Management Services UK Limited gave up control
Pemberton Asset Management Services UK Limited took control (75–100% of shares)
Symon Roderick Drake-Brockman gained 25–50% of the votes

Companies House

2013

1 October 2013

Regulated by the FCA from this date
FCA imposed a requirement (A non-executive director (CF2) is required)
FCA imposed a requirement (Restricted from dealing with Retail Clients)
Became authorised by the FCA

FCA register

2010

18 November 2010

Incorporated at Companies House

Companies House

In the full report: all 57 events

All 57 events in its history (10 shown here)
Every director appointment and resignation: 45

Firms connected to Pemberton Capital Advisors

Other FCA-listed firms that share a director, phone number or address with Pemberton Capital Advisors. A link shows who the firm is tied to, not whether either can be trusted.

connected firm: 1
share its phone number: 1
share its postcode: 1

In the full report: the connected firm, named

How it is linked: the same phone number (1), the same postcode (1)
Who links it to this firm: the named directors, with dates
1 past link through former directors

Firms like Pemberton Capital Advisors

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorised UBS Asset Management Funds LtdLondonAuthorised J.P. Morgan Markets LimitedLondonAuthorised Revolut Trading LtdLondonAuthorised BlackRock Advisors (UK) LimitedLondonAuthorised BlackRock Fund Managers LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Pemberton Capital Advisors

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

19 other companies its directors have run, named
3 background checks on its contact details
All 57 events in its history
1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is Pemberton Capital Advisors LLP FCA authorised?

Yes, Pemberton Capital Advisors LLP (FRN 561640) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since October 2013 and works as an investment or fund manager. The FCA has placed 3 limits on what it may do.

What is Pemberton Capital Advisors’ phone number and website?

The FCA register lists the phone number 020 7993 9300 and the website pembertonam.com for Pemberton Capital Advisors. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by one other FCA firm.

Is Pemberton Capital Advisors a scam or clone?

Pemberton Capital Advisors is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.

Is my money safe with Pemberton Capital Advisors?

Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Pemberton Capital Advisors to the Financial Ombudsman Service, free of charge.

Who owns Pemberton Capital Advisors?

Companies House lists 3 people with significant control of Pemberton Capital Advisors: Pemberton Asset Management Services UK Limited (75–100% of surplus assets), Mr Symon Roderick Drake-Brockman (25–50% of votes) and Legal & General Capital Investments Limited (25–50% of votes).

Who runs Pemberton Capital Advisors?

Companies House lists 15 directors of Pemberton Capital Advisors: Symon Roderick Drake-Brockman, Mark Jonathan Hickey, Thomas Stefan Duetoft, Ben Warren Gulliver, Robin Edward Challis, Eric Matthew Capp and 9 more.

How long has Pemberton Capital Advisors been in business?

The company was formed on 18 November 2010, and has held its current FCA authorisation since October 2013.

Does Pemberton Capital Advisors use any other names?

It trades as Pemberton Asset Management.