Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
Responsible principal firm
Pemberton Capital Advisors LLP Reference number: 561640 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Pemberton Operational Services UK Limited (FRN 835810) is an AR of Pemberton Capital Advisors LLP (FRN 561640). When you use Pemberton Operational Services UK's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Pemberton Operational Services UK, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Phone number
-
Address
5 Howick Place, London, Westminster, SW1P 1WG, United Kingdom
In the full report: 2 background checks
- What kind of line 020 7993 9300 is, and the other firm that gives it
- Who else gives the postcode SW1P 1WG
FCA permissions and consumer protection
- Protection through the principal firmProtection works through Pemberton Capital Advisors LLP, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 11852522 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 28 February 2019 (7 years old)
- Registered office
- 5 Howick Place, London, SW1P 1WG, England
- Nature of business
-
- Fund management activities (SIC 66300)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Colin Patrick Taheny | Director | Aug 1971 | 1 Dec 2022 | 1 other company |
| Angharad Needham | Director | Nov 1986 | 21 Dec 2022 | 6 other companies |
Other companies run by these 2 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 6
- still active
- 6
- run together
- 1
In the full report: all 6 companies, named
- What each company does, and whether it is still trading
- Which of these 2 directors sit on each board, and since when
- Any that went into liquidation or administration
- The 1 company these 2 directors run together
- All 6 people who have ever been directors, with their dates
Key dates in its history
Pemberton Operational Services UK’s history from the FCA register and Companies House, newest first.
2019
8 March 2019
- Became an appointed representative
FCA register
28 February 2019
- Incorporated at Companies House
- Legal And General Capital Investments Limited became a part-owner (25–50% of shares)
- Symon Roderick Drake-Brockman became a part-owner (25–50% of shares)
Companies House
In the full report: all 15 events
- All 15 events in its history (4 shown here)
- Every director appointment and resignation: 11
Firms connected to Pemberton Operational Services UK
Other FCA-listed firms that share a director, phone number or address with Pemberton Operational Services UK. A link shows who the firm is tied to, not whether either can be trusted.
- connected firm
- 1
- share its phone number
- 1
- share its postcode
- 1
In the full report: the connected firm, named
- How it is linked: the same phone number (1), the same postcode (1)
- Who links it to this firm: the named directors, with dates
Firms like Pemberton Operational Services UK
Other firms of the same type (investment or fund manager), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Pemberton Operational Services UK
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 6 other companies its directors have run, named
- 2 background checks on its contact details
- All 15 events in its history
- 1 connected firm, named, and who links them
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk