Pembroke Investment Managers LLP

Reference number: 604924

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When pembrokevct.com first appeared online, and whether it can receive email
  • What kind of line 020 7766 3055 is
  • Who else gives the postcode NW1 5QT
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Oakley Investment Managers LLP Former name

FCA permissions and consumer protection

  • Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (1 permission)
  • Managing an unauthorised AIF

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • Small Authorised UK AIFM (Sub-Threshold)
    The total value of assets under management by the firm must not exceed the relevant threshold as set out in Article 3(2) of AIFMD (as determined under Chapter II, section I of the AIFMD level 2 regulation). In the event that the relevant threshold is breached, the firm must submit an application for authorisation as a Full-scope UK AIFM to the FCA

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
OC379193
Company status
Active
Company type
Limited liability partnership
Incorporated
10 October 2012 (14 years old)
Registered office
223-231 Old Marylebone Road, London, NW1 5QT, England

Directors and company secretaries

Name Role Born Appointed Other companies
Peter Adam Daiches Dubens LLP member Sep 1966 10 Oct 2012 41 other companies
David John Till LLP member Nov 1963 10 Oct 2012 25 other companies
Christopher Simon Lewis LLP designated member Jun 1975 7 Feb 2023 14 other companies
Andrew Daniel Wolfson LLP designated member Mar 1969 7 Feb 2023 75 other companies

Other companies run by these 4 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
139
closed down
59
went insolvent
5

In the full report: all 139 companies, named

  • What each company does, and whether it is still trading
  • Which of these 4 directors sit on each board, and since when
  • The 5 that went into liquidation or administration
  • The 4 on the FCA register
  • The 13 companies these 4 directors run together
  • All 5 people who have ever been directors, with their dates
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Key dates in its history

Pembroke Investment Managers’s history from the FCA register and Companies House, newest first.

Key events (11) All events (16)

2023

7 February 2023

  • Andrew Daniel Wolfson gained 25–50% of the votes
  • Pembroke Managers Ltd gave up control
  • Peter Adam Daiches Dubens gained 25–50% of the votes

Companies House

2019

12 June 2019

  • Changed its registered name from "Oakley Investment Managers LLP"

FCA register

2016

6 April 2016

  • Pembroke Managers Ltd took control (75–100% of shares)

Companies House

2014

1 August 2014

  • Changed its registered name from "Pembroke Investment Managers LLP"

FCA register

4 February 2014

  • Regulated by the FCA from this date
  • FCA imposed a requirement (May control but not hold client money)
  • FCA imposed a requirement (Small Authorised UK AIFM (Sub-Threshold))
  • Became authorised by the FCA

FCA register

2012

10 October 2012

  • Incorporated at Companies House

Companies House

In the full report: all 16 events

  • All 16 events in its history (11 shown here)
  • Every director appointment and resignation: 4
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Firms connected to Pembroke Investment Managers

Other FCA-listed firms that share a director, phone number or address with Pembroke Investment Managers. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
2
share a director
2
past links
2

In the full report: all 2 connected firms, named

  • How each is linked: shared directors (2)
  • Who links each one: the named directors, with dates
  • 2 past links through former directors
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Firms like Pembroke Investment Managers

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorisedUBS Asset Management Funds LtdLondonAuthorisedRevolut Trading LtdLondonAuthorisedBlackRock Advisors (UK) LimitedLondonAuthorisedBlackRock Fund Managers LimitedLondonAuthorisedBlackRock Investment Management (UK) LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Pembroke Investment Managers

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 139 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 16 events in its history
  • 2 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Pembroke Investment Managers LLP FCA authorised?
Yes, Pembroke Investment Managers LLP (FRN 604924) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since February 2014 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is Pembroke Investment Managers’ phone number and website?
The FCA register lists the phone number 020 7766 3055 and the website pembrokevct.com for Pembroke Investment Managers. If you were given different contact details, use these to check with the firm before going any further.
Is Pembroke Investment Managers a scam or clone?
Pembroke Investment Managers is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Pembroke Investment Managers?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Pembroke Investment Managers to the Financial Ombudsman Service, free of charge.
Who owns Pembroke Investment Managers?
Companies House lists 2 people with significant control of Pembroke Investment Managers: Peter Adam Daiches Dubens (25–50% of votes) and Mr Andrew Daniel Wolfson (25–50% of votes). Before that, it was controlled by Pembroke Managers Ltd.
Who runs Pembroke Investment Managers?
Companies House lists 4 directors of Pembroke Investment Managers: Peter Adam Daiches Dubens, David John Till, Christopher Simon Lewis and Andrew Daniel Wolfson.
How long has Pembroke Investment Managers been in business?
The company was formed on 10 October 2012, and has held its current FCA authorisation since February 2014.
Does Pembroke Investment Managers use any other names?
It has previously used the name Oakley Investment Managers LLP.

Sources and links

The full report on Pembroke Investment Managers LLP

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