Planhappy Investment Management Ltd: FCA regulated?

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Authorised for 7 years
Your funds are protected by FSCS
No FCA actions
Active company since 2015
Accounts filed up to 31 December 2025
1 thing worth a closer look in the background checks

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Website

planhappy.co.uk (opens in a new tab)
Phone number

01642 525511
Address

Joslin Rhodes, The Planning Rooms, Unit 6, Wellington Court, Preston Farm Business Park, Stockton-on-Tees, TS18 3TA, United Kingdom

In the full report: 3 background checks, 1 thing worth a closer look

When planhappy.co.uk first appeared online, and whether it can receive email
What kind of line 01642 525511 is, and the other firm that gives it
Who else gives the postcode TS18 3TA

Other names (4)

If you were contacted under any of these names, it is this firm.

PlanHappy Platform Trading name: A name it trades under now.
PlanHappy Investment Management Limited Former name: A name it was registered under before.
Joslin Rhodes Pension & Retirement Planning Former trading name: A name it used to trade under.
Joslin Rhodes (Update & Improve) Former trading name: A name it used to trade under.

FCA permissions and consumer protection

Hold or safeguard your money · Manage or trade investments FSCS may apply
Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Give regulated advice FSCS may apply
A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
Lend or arrange credit No FSCS cover
Consumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
Complaints Ombudsman, free
You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Show FCA detail (9 permissions)

Advising on investments (except on Pension Transfers and Pension Opt Outs)
Advising on P2P agreements
Advising on Pension Transfers and Pension Opt Outs
Arranging (bringing about) deals in investments
Arranging safeguarding and administration of assets
Dealing in investments as agent
Debt-counselling
Making arrangements with a view to transactions in investments
Managing investments

Limits on what they may do

This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number: 09511883 (opens Companies House in a new tab)
Company status: Active
Company type: Private limited company
Incorporated: 26 March 2015 (11 years old)
Registered office: The Planning Rooms Wellington Court, Preston Farm Business Park, Stockton-On-Tees, TS18 3TA, England
Nature of business: Other activities auxiliary to insurance and pension funding (SIC 66290)
Fund management activities (SIC 66300)

Directors and company secretaries

Name	Role	Born	Appointed	Other companies
Neil Parker	Director	Jan 1974	26 Mar 2015	3 other companies
Jeay Kinghan	Director	Jan 1985	1 Jul 2024	None

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies: 3
closed down: 2
is FCA-registered: 1

In the full report: all 3 companies, named

What each company does, and whether it is still trading
Which of these 2 directors sit on each board, and since when
Any that went into liquidation or administration
The one on the FCA register

Filed accounts and finances

Year to 31 December 2025Small company accountsAudited

Turnover

£1.02m

−42% from £1.76m

Profit before tax

£280k

+45% from £194k

Net assets

£605k

+53% from £396k

Cash at bank

£441k

+30% from £340k

Turnover and profit

About these figures

Turnover: Money taken from sales in the year, before any costs.
Profit before tax: What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity: Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities: Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank: Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year: Debts and bills due in the next twelve months, and those due later.

Accounts filed at Companies House for company 09511883. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Planhappy Investment Management’s history from the FCA register and Companies House, newest first.

Key events (6) All events (15)

2026

12 January 2026

Changed its registered name from "PlanHappy Investment Management Limited"

FCA register

2019

16 July 2019

Regulated by the FCA from this date
FCA imposed a requirement (May control but not hold client money)
Became authorised by the FCA

FCA register

2016

6 April 2016

Neil Parker took control (75–100% of shares)

Companies House

2015

26 March 2015

Incorporated at Companies House

Companies House

In the full report: all 15 events

All 15 events in its history (6 shown here)
Every director appointment and resignation: 2

Firms connected to Planhappy Investment Management

Other FCA-listed firms that share a director, phone number or address with Planhappy Investment Management. A link shows who the firm is tied to, not whether either can be trusted.

connected firm: 1
share a director: 1
share its phone number: 1

In the full report: the connected firm, named

How it is linked: shared directors (1), the same phone number (1), the same postcode (1)
Who links it to this firm: the named directors, with dates

Firms like Planhappy Investment Management

Other firms of the same type (investment or fund manager), nearest first.

In the Cleveland (TS) postcode area

EverQuest Capital Partners LLPAuthorised Tbi Investments LimitedHartlepoolAuthorised

Elsewhere in the UK

UBS Asset Management (Europe) S.A.Authorised UBS Asset Management (UK) LtdLondonAuthorised UBS Asset Management Funds LtdLondonAuthorised Marks and Spencer Unit Trust Management LimitedChesterAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Planhappy Investment Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

3 other companies its directors have run, named
3 background checks on its contact details, 1 flagged
All 15 events in its history
1 connected firm, named, and who links them

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Frequently asked questions about this firm

Is Planhappy Investment Management Ltd FCA authorised?

Yes, Planhappy Investment Management Ltd (FRN 833492) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since July 2019 and works as an investment or fund manager. The FCA has placed a limit on what it may do.

What is Planhappy Investment Management’s phone number and website?

The FCA register lists the phone number 01642 525511 and the website planhappy.co.uk for Planhappy Investment Management. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by one other FCA firm.

Is Planhappy Investment Management a scam or clone?

Planhappy Investment Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.

Is my money safe with Planhappy Investment Management?

It is permitted to hold and control client money, which it must keep separate from its own. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Planhappy Investment Management to the Financial Ombudsman Service, free of charge.

Who owns Planhappy Investment Management?

Companies House lists one person with significant control of Planhappy Investment Management: Mr Neil Parker (75–100% of shares).

Who runs Planhappy Investment Management?

Companies House lists 2 directors of Planhappy Investment Management: Neil Parker and Jeay Kinghan.

How long has Planhappy Investment Management been in business?

The company was formed on 26 March 2015, and has held its current FCA authorisation since July 2019.

What do Planhappy Investment Management’s latest accounts show?

Its latest accounts, to 31 December 2025, show turnover of £1.02m (−42% from £1.76m) and profit before tax of £280k (+45% from £194k).

Does Planhappy Investment Management use any other names?

It trades as PlanHappy Platform. It has previously used 3 other names: PlanHappy Investment Management Limited, Joslin Rhodes Pension & Retirement Planning and Joslin Rhodes (Update & Improve).