Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
- Appointed for 4 years
- Protected through the principal
- No FCA actions
- Active company since 2018
- Accounts filed up to 31 March 2026
Responsible principal firm
HARBOUR ROCK CAPITAL LIMITED Reference number: 754580 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Prism Investments Limited (FRN 985711) is an AR of HARBOUR ROCK CAPITAL LIMITED (FRN 754580). When you use Prism Investments's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Prism Investments, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Phone number
-
Address
Affinity House, Beaufort Court, Sir Thomas Longley Road, Medway City Estate, Rochester, Kent, ME2 4FD, United Kingdom
In the full report: 2 background checks
- What kind of line 01634 930600 is, and the other firm that gives it
- Who else gives the postcode ME2 4FD
FCA permissions and consumer protection
- Protection through the principal firmProtection works through Harbour Rock Capital Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 11725801 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 13 December 2018 (7 years old)
- Registered office
- Affinity House Sir Thomas Longley Road, Medway City Estate, Rochester, Kent, ME2 4FD, England
- Nature of business
-
- Activities auxiliary to financial intermediation not elsewhere classified (SIC 66190)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Paul Anthony Dunne | Director | Dec 1975 | 13 Dec 2018 | 23 other companies |
| Christopher John Wood | Director | Jul 1969 | 16 Apr 2025 | 1 other company |
| Azalea Gras-Velázquez | Director | Mar 1986 | 24 Oct 2025 | 1 other company |
Other companies run by these 3 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 23
- closed down
- 12
- are FCA-registered
- 3
In the full report: all 23 companies, named
- What each company does, and whether it is still trading
- Which of these 3 directors sit on each board, and since when
- Any that went into liquidation or administration
- The 3 on the FCA register
- The 1 company these 3 directors run together
- All 4 people who have ever been directors, with their dates
Filed accounts and finances
Total equity
£2,900
+162% from £1,106
Cash at bank
£3,614
+247% from £1,043
Employees (average)
0
Same as 0
Owed within a year
£14.4k
+1.5% from £14.2k
Assets and liabilities
In the full report: all 7 years of accounts
- Every year from 2019 to 2026
- The chart, over every year
- Every filed figure, year by year
About these figures
- Turnover
- Money taken from sales in the year, before any costs.
- Profit before tax
- What was left after the year’s costs, before corporation tax. A minus figure is a loss.
- Net assets, or total equity
- Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
- Total assets and total liabilities
- Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
- Cash at bank
- Money in the company’s accounts on the last day of the year.
- Owed within a year, owed after a year
- Debts and bills due in the next twelve months, and those due later.
There is no turnover or profit: small companies do not have to publish them.
Accounts filed at Companies House for company 11725801. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.
Key dates in its history
Prism Investments’s history from the FCA register and Companies House, newest first.
2022
21 October 2022
- Became an appointed representative
FCA register
29 September 2022
- Harbour Rock Group Limited gave up control
- Harbour Rock Group Limited took control (75–100% of shares)
- Summerlands Capital Limited gave up control
Companies House
5 August 2022
- Paul Anthony Dunne gave up control
- Summerlands Capital Limited took control (75–100% of shares)
Companies House
2018
13 December 2018
- Incorporated at Companies House
- Paul Anthony Dunne took control (75–100% of shares)
Companies House
In the full report: all 13 events
- All 13 events in its history (8 shown here)
- Every director appointment and resignation: 5
Firms connected to Prism Investments
Other FCA-listed firms that share a director, phone number or address with Prism Investments. A link shows who the firm is tied to, not whether either can be trusted.
- connected firm
- 1
- share a director
- 1
- share its phone number
- 1
In the full report: the connected firm, named
- How it is linked: shared directors (1), the same phone number (1), the same postcode (1)
- Who links it to this firm: the named directors, with dates
- 2 past links through former directors
Firms like Prism Investments
Other firms of the same type (investment or fund manager), nearest first.
In Rochester
In the Medway (ME) postcode area
Elsewhere in the UK
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Prism Investments
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 23 other companies its directors have run, named
- 2 background checks on its contact details
- 7 years of accounts, charted
- All 13 events in its history
- 1 connected firm, named, and who links them
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk