Prosperise Capital LLP

Reference number: 792154

Instant download

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When prosperisecapital.com first appeared online, and whether it can receive email
  • What kind of line 020 7959 1200 is
  • Who else gives the postcode W8 6BH
Instant PDF download

FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (7 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing an unauthorised AIF
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • Small Authorised UK AIFM (Sub-Threshold)
    The total value of assets under management by the firm must not exceed the relevant threshold as set out in Article 3(2) of AIFMD (as determined under Chapter II, section I of the AIFMD level 2 regulation). In the event that the relevant threshold is breached, the firm must submit an application for authorisation as a Full-scope UK AIFM to the FCA

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
OC419495
Company status
Active
Company type
Limited liability partnership
Incorporated
16 October 2017 (9 years old)
Registered office
2 Allen Street, Suite 2.1, London, W8 6BH, England

Directors and company secretaries

Name Role Born Appointed Other companies
Gennaro Pucci LLP designated member Jun 1969 1 Sep 2022 5 other companies
Dirk Rothig LLP designated member Sep 1966 1 May 2023 None
Walter Ernesto Dolhare LLP designated member Sep 1966 27 Sep 2023 None
PROSPERISE CAPITAL (LONDON) LIMITED Corporate LLP member Not published 29 Jul 2022 None

Other companies run by these 4 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
5
closed down
3
still active
2

In the full report: all 5 companies, named

  • What each company does, and whether it is still trading
  • Which of these 4 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • All 10 people who have ever been directors, with their dates
Instant PDF download

Key dates in its history

Prosperise Capital’s history from the FCA register and Companies House, newest first.

Key events (13) All events (30)

2023

27 September 2023

  • Dirk Rothig became a part-owner (25–50% of shares)
  • Walter Ernesto Dolhare became a part-owner (25–50% of shares)

Companies House

2022

1 September 2022

  • Gennaro Pucci became a part-owner (25–50% of shares)
  • Prosperise Capital (London) Limited gave up control

Companies House

29 July 2022

  • Board replaced: both directors left and 2 new directors took over
  • Gennaro Pucci gave up control
  • Prosperise Capital (London) Limited took control (75–100% of shares)

Companies House

2018

1 February 2018

  • Regulated by the FCA from this date
  • FCA imposed a requirement (May control but not hold client money)
  • FCA imposed a requirement (Small Authorised UK AIFM (Sub-Threshold))
  • Became authorised by the FCA

FCA register

2017

16 October 2017

  • Incorporated at Companies House
  • Gennaro Pucci took control (75–100% of shares)

Companies House

In the full report: all 30 events

  • All 30 events in its history (13 shown here)
  • Every director appointment and resignation: 15
Instant PDF download

Firms connected to Prosperise Capital

Other FCA-listed firms that share a director, phone number or address with Prosperise Capital. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
3
share its postcode
3

In the full report: all 3 connected firms, named

  • How each is linked: the same postcode (3)
  • Who links each one: the named directors, with dates
Instant PDF download

Firms like Prosperise Capital

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorisedUBS Asset Management Funds LtdLondonAuthorisedJ.P. Morgan Markets LimitedLondonAuthorisedRevolut Trading LtdLondonAuthorisedBlackRock Advisors (UK) LimitedLondonAuthorisedBlackRock Fund Managers LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Prosperise Capital

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 5 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 30 events in its history
  • 3 connected firms, named, and who links them

Instant PDF One-off payment Secure checkout by Stripe

Frequently asked questions about this firm

Is Prosperise Capital LLP FCA authorised?
Yes, Prosperise Capital LLP (FRN 792154) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since February 2018 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is Prosperise Capital’s phone number and website?
The FCA register lists the phone number 020 7959 1200 and the website prosperisecapital.com for Prosperise Capital. If you were given different contact details, use these to check with the firm before going any further.
Is Prosperise Capital a scam or clone?
Prosperise Capital is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Prosperise Capital?
It is permitted to hold and control client money, which it must keep separate from its own. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Prosperise Capital to the Financial Ombudsman Service, free of charge.
Who owns Prosperise Capital?
Companies House lists 3 people with significant control of Prosperise Capital: Mr Dirk Rothig (25–50% of votes), Mr Walter Ernesto Dolhare (25–50% of votes) and Mr Gennaro Pucci (25–50% of votes). Before that, it was controlled by Prosperise Capital (London) Limited.
Who runs Prosperise Capital?
Companies House lists 4 directors of Prosperise Capital: Gennaro Pucci, Dirk Rothig, Walter Ernesto Dolhare and Prosperise Capital (London) Limited.
How long has Prosperise Capital been in business?
The company was formed on 16 October 2017, and has held its current FCA authorisation since February 2018.

Sources and links

The full report on Prosperise Capital LLP

£19.99 · Instant PDF download

Loading secure checkout…