Prosperity Capital Management (UK) Limited

Reference number: 230512

Instant download

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When prosperitycapital.com first appeared online, and whether it can receive email
  • What kind of line 07834 666213 is
  • Who else gives the postcode W1B 3HH
Instant PDF download

FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (6 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
04959887
Company status
Active
Company type
Private limited company
Incorporated
11 November 2003 (22 years old)
Registered office
3rd Floor 207 Regent Street, London, W1B 3HH, United Kingdom
Nature of business
  • Fund management activities (SIC 66300)

Directors and company secretaries

Name Role Born Appointed Other companies
Johan Mattias Westman Director Feb 1966 11 Nov 2003 None
Joseph Michael Keane Director Sep 1954 31 Jan 2007 1 other company

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other company
1
closed down
1

In the full report: all 1 company, named

  • What each company does, and whether it is still trading
  • Which of these 2 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • All 5 people who have ever been directors, with their dates
Instant PDF download

Key dates in its history

Prosperity Capital Management (UK)’s history from the FCA register and Companies House, newest first.

Key events (8) All events (19)

2018

17 October 2018

  • Alexander Markovich Branis stopped being a part-owner

Companies House

2016

6 April 2016

  • Alexander Markovich Branis became a part-owner (25–50% of shares)
  • Johan Mattias Westman took control (75–100% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2008

18 June 2008

  • FCA imposed a requirement (May control but not hold client money and assets)

FCA register

2004

26 May 2004

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

2003

11 November 2003

  • Incorporated at Companies House

Companies House

In the full report: all 19 events

  • All 19 events in its history (8 shown here)
  • Every director appointment and resignation: 8
Instant PDF download

Firms like Prosperity Capital Management (UK)

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorisedUBS Asset Management Funds LtdLondonAuthorisedJ.P. Morgan Markets LimitedLondonAuthorisedRevolut Trading LtdLondonAuthorisedBlackRock Advisors (UK) LimitedLondonAuthorisedBlackRock Fund Managers LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Prosperity Capital Management (UK)

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 1 other company its directors have run, named
  • 3 background checks on its contact details
  • All 19 events in its history

Instant PDF One-off payment Secure checkout by Stripe

Frequently asked questions about this firm

Is Prosperity Capital Management (UK) Limited FCA authorised?
Yes, Prosperity Capital Management (UK) Limited (FRN 230512) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since May 2004 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is Prosperity Capital Management (UK)’s phone number and website?
The FCA register lists the phone number 07834 666213 and the website prosperitycapital.com for Prosperity Capital Management (UK). If you were given different contact details, use these to check with the firm before going any further.
Is Prosperity Capital Management (UK) a scam or clone?
Prosperity Capital Management (UK) is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Prosperity Capital Management (UK)?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Prosperity Capital Management (UK) to the Financial Ombudsman Service, free of charge.
Who owns Prosperity Capital Management (UK)?
Companies House lists one person with significant control of Prosperity Capital Management (UK): Mr Johan Mattias Westman (75–100% of shares). Before that, it was controlled by Mr Alexander Markovich Branis.
Who runs Prosperity Capital Management (UK)?
Companies House lists 2 directors of Prosperity Capital Management (UK): Johan Mattias Westman and Joseph Michael Keane.
How long has Prosperity Capital Management (UK) been in business?
The company was formed on 11 November 2003, and has held its current FCA authorisation since May 2004.

Sources and links

The full report on Prosperity Capital Management (UK) Limited

£19.99 · Instant PDF download

Loading secure checkout…