Prospero Wealth Management Services LLP: FCA regulated?

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Authorised for 19 years
Your funds are protected by FSCS
No FCA actions
Active company since 2006

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

No website on the FCA register
Phone number

01248 410147
Address

Ivy Cottage, Moelfre, Sir Ynys Mon, LL72 8LA, United Kingdom

In the full report: 2 background checks

What kind of line 01248 410147 is
Who else gives the postcode LL72 8LA

FCA permissions and consumer protection

Give regulated advice FSCS may apply
A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
Manage or trade investments FSCS may apply
Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Complaints Ombudsman, free
You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Show FCA detail (5 permissions)

Advising on investments (except on Pension Transfers and Pension Opt Outs)
Advising on P2P agreements
Advising on Pension Transfers and Pension Opt Outs
Arranging (bringing about) deals in investments
Making arrangements with a view to transactions in investments

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number: OC323812 (opens Companies House in a new tab)
Company status: Active
Company type: Limited liability partnership
Incorporated: 7 November 2006 (19 years old)
Registered office: Ivy Cottage, Ivy Cottage, Moelfre, Anglesey, LL72 8LA, Wales

Directors and company secretaries

Name	Role	Born	Appointed	Other companies
Janice Edith Rouse	LLP designated member	Apr 1946	7 Nov 2006	2 other companies
Roger Neville Brandwood Rouse	LLP designated member	Jan 1949	7 Nov 2006	None

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies: 2
closed down: 2

In the full report: all 2 companies, named

What each company does, and whether it is still trading
Which of these 2 directors sit on each board, and since when
Any that went into liquidation or administration

Key dates in its history

Prospero Wealth Management Services’s history from the FCA register and Companies House, newest first.

Key events (6) All events (11)

2016

7 April 2016

Janice Edith Rouse gained significant control
Roger Neville Brandwood Rouse gained significant control

Companies House

2013

1 April 2013

Regulated by the FCA from this date

FCA register

2007

2 January 2007

Regulated by the Financial Services Authority from this date
Became authorised by the FCA

FCA register

2006

7 November 2006

Incorporated at Companies House

Companies House

In the full report: all 11 events

All 11 events in its history (6 shown here)
Every director appointment and resignation: 2

Firms like Prospero Wealth Management Services

Other firms of the same type (financial adviser), nearest first.

In the Llandudno (LL) postcode area

75point3 LimitedColwyn BayAuthorised Acton Financial ManagementWrexhamSee the register Affinity Wealth Management (Nw) LimitedColwyn BayAuthorised Afl Wealth Management LimitedWrexhamAuthorised Alcock Jones Financial Planning LimitedConwyAuthorised Bateman Jarvis LimitedSt. AsaphAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Prospero Wealth Management Services

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

2 other companies its directors have run, named
2 background checks on its contact details
All 11 events in its history

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Frequently asked questions about this firm

Is Prospero Wealth Management Services LLP FCA authorised?

Yes, Prospero Wealth Management Services LLP (FRN 460696) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since January 2007 and works as a financial adviser. The FCA has placed no limits on its permissions.

What is Prospero Wealth Management Services’ phone number?

The FCA register lists the phone number 01248 410147 for Prospero Wealth Management Services. If you were given different contact details, use these to check with the firm before going any further.

Is Prospero Wealth Management Services a scam or clone?

Prospero Wealth Management Services is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.

Is my money safe with Prospero Wealth Management Services?

Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Prospero Wealth Management Services to the Financial Ombudsman Service, free of charge.

Who owns Prospero Wealth Management Services?

Companies House lists 2 people with significant control of Prospero Wealth Management Services: Mr Roger Neville Brandwood Rouse (significant influence or control) and Mrs Janice Edith Rouse (significant influence or control).

Who runs Prospero Wealth Management Services?

Companies House lists 2 directors of Prospero Wealth Management Services: Janice Edith Rouse and Roger Neville Brandwood Rouse.

How long has Prospero Wealth Management Services been in business?

The company was formed on 7 November 2006, and has held its current FCA authorisation since January 2007.