Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Phone number
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Address
78 Pall Mall, London, SW1Y 5ES, United Kingdom
In the full report: 2 background checks, 1 thing worth a closer look
- What kind of line 020 7193 9984 is
- Whether SW1Y 5ES is a shared office: 29 other firms give it
FCA permissions and consumer protection
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Manage or trade investments · Run or oversee funds FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (7 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on P2P agreements
- Arranging (bringing about) deals in investments
- Dealing in investments as agent
- Making arrangements with a view to transactions in investments
- Managing an unauthorised AIF
- Managing investments
Limits on what they may do
- This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
One supervisory condition set by the FCA
These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.
- Small Authorised UK AIFM (Sub-Threshold)
The total value of assets under management by the firm must not exceed the relevant threshold as set out in Article 3(2) of AIFMD (as determined under Chapter II, section I of the AIFMD level 2 regulation). In the event that the relevant threshold is breached, the firm must submit an application for authorisation as a Full-scope UK AIFM to the FCA
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- OC377941 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Limited liability partnership
- Incorporated
- 24 August 2012 (14 years old)
- Registered office
- 78 Pall Mall, London, SW1Y 5ES, England
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| David Philip Charles Richards | LLP designated member | Dec 1983 | 24 Aug 2012 | 2 other companies |
| Peter Wynford James Richards | LLP designated member | Aug 1982 | 24 Aug 2012 | 1 other company |
Other companies run by these 2 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 2
- closed down
- 1
- is FCA-registered
- 1
In the full report: all 2 companies, named
- What each company does, and whether it is still trading
- Which of these 2 directors sit on each board, and since when
- Any that went into liquidation or administration
- The one on the FCA register
- The 1 company these 2 directors run together
- All 3 people who have ever been directors, with their dates
Key dates in its history
Quotidian Investments’s history from the FCA register and Companies House, newest first.
2017
1 January 2017
- Robert Thomas Vaudry no longer holds 25–50% of the votes
Companies House
2016
6 April 2016
- David Philip Charles Richards gained significant control
- Peter Wynford James Richards gained significant control
- Robert Thomas Vaudry gained 25–50% of the votes
Companies House
2014
6 June 2014
- FCA imposed a requirement (Small Authorised UK AIFM (Sub-Threshold))
FCA register
2013
1 April 2013
- Regulated by the FCA from this date
FCA register
13 February 2013
- Regulated by the Financial Services Authority from this date
- FCA imposed a requirement (May control but not hold client money & Assets)
- Became authorised by the FCA
FCA register
2012
24 August 2012
- Incorporated at Companies House
Companies House
In the full report: all 17 events
- All 17 events in its history (10 shown here)
- Every director appointment and resignation: 4
Firms connected to Quotidian Investments
Other FCA-listed firms that share a director, phone number or address with Quotidian Investments. A link shows who the firm is tied to, not whether either can be trusted.
- past link
- 1
In the full report: all 0 connected firms, named
- 1 past link through former directors
Firms like Quotidian Investments
Other firms of the same type (investment or fund manager), nearest first.
In London
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on Quotidian Investments
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 2 other companies its directors have run, named
- 2 background checks on its contact details, 1 flagged
- All 17 events in its history
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Check your FSCS cover fscs.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk