Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Phone number
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Address
River Capital Management Ltd, The Plaza, 100 Old Hall Street, Liverpool, L3 9QJ, United Kingdom
In the full report: 3 background checks
- When rivercapitaluk.com first appeared online, and whether it can receive email
- What kind of line 0151 236 4040 is
- Who else gives the postcode L3 9QJ
Other names (6)
If you were contacted under any of these names, it is this firm.
- Gateway Angels Trading name: A name it trades under now.
- LCR Finance Hub Trading name: A name it trades under now.
- River Capital Trading name: A name it trades under now.
- Alliance Fund Managers Limited Former name: A name it was registered under before.
- BCE Fund Managers Limited Former name: A name it was registered under before.
- msif Former trading name: A name it used to trade under.
FCA permissions and consumer protection
- Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Lend or arrange credit No FSCS coverConsumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (15 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Arranging (bringing about) deals in investments
- Arranging safeguarding and administration of assets
- Credit Broking
- Dealing in investments as agent
- Dealing in investments as principal
- Debt Administration
- Debt-collecting
- Entering into regulated credit agreement as Lender (Excluding high-cost short-term credit, bill of sale agreement, and home collected credit agreement)
- Establishing, operating or winding up a collective investment scheme
- Exercising/having right to exercise lender's rights and duties under a regulated credit agreement (excluding high-cost short-term credit, bill of sale agreement, and home collected credit agreement)
- Making arrangements with a view to transactions in investments
- Managing an unauthorised AIF
- Managing investments
- Safeguarding and administration of assets (without arranging)
Limits on what they may do
- This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
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Promote only own managed or advised UCIS
The firm must not promote any unregulated collective investment schemes which it does not manage itself or act as advisor.
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Venture Capital Business Only
The firm must not conduct designated investment business other than Venture Capital business.
One supervisory condition set by the FCA
These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.
- Small Authorised UK AIFM (Sub-Threshold)
The total value of assets under management by the firm must not exceed the relevant threshold as set out in Article 3(2) of AIFMD (as determined under Chapter II, section I of the AIFMD level 2 regulation). In the event that the relevant threshold is breached, the firm must submit an application for authorisation as a Full-scope UK AIFM to the FCA
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company number
- 03099944 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 8 September 1995 (31 years old)
- Registered office
- Suite 6c, The Plaza, 100 Old Hall Street, Liverpool, L3 9QJ, England
- Nature of business
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- Fund management activities (SIC 66300)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| Helen Elizabeth Pittaway | Director | Sep 1974 | 11 Aug 2020 | 23 other companies |
| Louise Clare Towers | Director | Dec 1971 | 10 Jul 2026 | 19 other companies |
Other companies run by these 2 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 29
- closed down
- 2
- run together
- 13
In the full report: all 29 companies, named
- What each company does, and whether it is still trading
- Which of these 2 directors sit on each board, and since when
- Any that went into liquidation or administration
- The 13 companies these 2 directors run together
- All 22 people who have ever been directors, with their dates
Key dates in its history
River Capital Management’s history from the FCA register and Companies House, newest first.
2023
1 November 2023
- FCA imposed a requirement (May control but not hold client money)
FCA register
2022
28 September 2022
- Changed its registered name from "Alliance Fund Managers Limited"
FCA register
2016
16 September 2016
- FCA imposed a requirement (Small Authorised UK AIFM (Sub-Threshold))
FCA register
6 April 2016
- Merseyside Special Investment Fund Limited took control (75–100% of shares)
Companies House
2013
1 April 2013
- Regulated by the FCA from this date
FCA register
2002
4 November 2002
- FCA imposed a requirement (Venture Capital Business Only)
FCA register
2001
1 December 2001
- Regulated by the Financial Services Authority from this date
- FCA imposed a requirement (Promote only own managed or advised UCIS)
- Became authorised by the FCA
FCA register
5 September 2001
- Changed its registered name from "BCE Fund Managers Limited"
FCA register
1995
8 September 1995
- Incorporated at Companies House
Companies House
1901
1 January 1901
- Regulated by the Investment Management Regulatory Organisation from this date
FCA register
In the full report: all 65 events
- All 65 events in its history (12 shown here)
- Every director appointment and resignation: 42
Firms like River Capital Management
Other firms of the same type (lender), nearest first.
In Liverpool
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on River Capital Management
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 29 other companies its directors have run, named
- 3 background checks on its contact details
- All 65 events in its history
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Check your FSCS cover fscs.org.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk