Robert Butler Financial Associates Limited

Reference number: 1010732

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Robert Butler Financial Associates Limited (FRN 1010732) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Robert Butler Financial Associates's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Robert Butler Financial Associates, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When sjpp.co.uk first appeared online, and whether it can receive email
  • What kind of line 01604 603066 is
  • Who else gives the postcode NN3 6AP
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Robert Butler Wealth Management Trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
15510723
Company status
Active
Company type
Private limited company
Incorporated
21 February 2024 (2 years old)
Registered office
1 Billing Road, Northampton, NN1 5AL, United Kingdom
Nature of business
  • Security and commodity contracts dealing activities (SIC 66120)

Directors and company secretaries

Name Role Born Appointed Other companies
Rachel Helen Butler Director Jan 1971 21 Feb 2024 1 other company
Robert Butler Director Dec 1970 21 Feb 2024 1 other company
Charndip Kaur Rai Director May 1987 21 Feb 2024 1 other company
Satbir Singh Rai Director Dec 1987 21 Feb 2024 1 other company

Other companies run by these 4 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other company
1
closed down
1
run together
1

In the full report: all 1 company, named

  • What each company does, and whether it is still trading
  • Which of these 4 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The 1 company these 4 directors run together
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Filed accounts and finances

Year to 28 February 2026Small company accountsNot audited

Net assets

£583k

+156% from £228k

Cash at bank

£124k

−36% from £195k

Employees (average)

6

Same as 6

Owed within a year

£208k

−45% from £378k

Assets and liabilities

About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 15510723. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Robert Butler Financial Associates’s history from the FCA register and Companies House, newest first.

Key events (4) All events (9)

2024

24 March 2024

  • Became an appointed representative

FCA register

21 February 2024

  • Incorporated at Companies House
  • Rachel Helen Butler became a part-owner (25–50% of shares)
  • Robert Butler became a part-owner (25–50% of shares)

Companies House

In the full report: all 9 events

  • All 9 events in its history (4 shown here)
  • Every director appointment and resignation: 4
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Firms connected to Robert Butler Financial Associates

Other FCA-listed firms that share a director, phone number or address with Robert Butler Financial Associates. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
5
share its postcode
5

In the full report: all 5 connected firms, named

  • How each is linked: the same postcode (5)
  • Who links each one: the named directors, with dates
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Firms like Robert Butler Financial Associates

Other firms of the same type (financial adviser), nearest first.

In Northampton

Accuma Financial Planning LtdNorthamptonAppointed representativeAll Saints Financial LLPNorthamptonAppointed representativeBarfield Financial Advisors LtdNorthamptonAppointed representativeBarfield Wealth LtdNorthamptonAppointed representativeBluebell Financial Services LtdNorthamptonAppointed representativeDale Johnson Wealth ManagementNorthamptonAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Robert Butler Financial Associates

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 1 other company its directors have run, named
  • 3 background checks on its contact details
  • All 9 events in its history
  • 5 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Robert Butler Financial Associates Limited FCA authorised?
Robert Butler Financial Associates Limited (FRN 1010732) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Robert Butler Financial Associates?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Robert Butler Financial Associates Limited (FRN 1010732) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Robert Butler Financial Associates's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Robert Butler Financial Associates, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Robert Butler Financial Associates’ phone number and website?
The FCA register lists the phone number 01604 603066 and the website sjpp.co.uk/robertbutler for Robert Butler Financial Associates. If you were given different contact details, use these to check with the firm before going any further.
Is Robert Butler Financial Associates a scam or clone?
Robert Butler Financial Associates is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Robert Butler Financial Associates?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Robert Butler Financial Associates's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Robert Butler Financial Associates?
Companies House lists 2 people with significant control of Robert Butler Financial Associates: Mr Robert Butler (25–50% of shares) and Mrs Rachel Helen Butler (25–50% of shares).
Who runs Robert Butler Financial Associates?
Companies House lists 4 directors of Robert Butler Financial Associates: Rachel Helen Butler, Robert Butler, Charndip Kaur Rai and Satbir Singh Rai.
How long has Robert Butler Financial Associates been in business?
The company was formed on 21 February 2024.
What do Robert Butler Financial Associates’ latest accounts show?
Its latest accounts, to 28 February 2026, show net assets of £583k (+156% from £228k) and cash at bank of £124k (−36% from £195k).
Does Robert Butler Financial Associates use any other names?
It trades as Robert Butler Wealth Management.

Sources and links

The full report on Robert Butler Financial Associates Limited

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