ROCK2 Capital Ltd
Reference number: 1040779
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Appointed representative
This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.
- Appointed for 1 year
- Protected through the principal
- No FCA actions
- Active company since 2025
- Accounts filed up to 31 December 2025
Responsible principal firm
Capricorn Fund Managers Limited Reference number: 505252 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- ROCK2 Capital Ltd (FRN 1040779) is an AR of Capricorn Fund Managers Limited (FRN 505252). When you use ROCK2 Capital's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from ROCK2 Capital, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Website, phone number and address
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Website
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Phone number
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Address
36-38, Piccadilly, London, London, W1J 0DP, United Kingdom
In the full report: 3 background checks
- When rock2.com first appeared online, and whether it can receive email
- What kind of line 07469 092413 is
- Who else gives the postcode W1J 0DP
FCA permissions and consumer protection
- Protection through the principal firmProtection works through Capricorn Fund Managers Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
- Complaints Ombudsman, freeYou can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
FCA disciplinary action and complaints
No FCA disciplinary action.
The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.
Companies House record
The company behind the firm: its status, age, registered office and directors.
- Company name
- ROCK2 CAPITAL LIMITED
- Company number
- 16494810 (opens Companies House in a new tab)
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 4 June 2025 (1 year old)
- Registered office
- 2nd Floor Malta House, 36-38 Piccadilly, London, W1J 0DP, United Kingdom
- Nature of business
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- Activities of investment trusts (SIC 64301)
Directors and company secretaries
| Name | Role | Born | Appointed | Other companies |
|---|---|---|---|---|
| David Robin Boldt | Director | Aug 1982 | 4 Jun 2025 | None |
| Andrew Michael Farrant | Director | Jun 1967 | 4 Jun 2025 | 30 other companies |
| Daniel Anthony Smith | Director | Apr 1981 | 4 Jun 2025 | 32 other companies |
Other companies run by these 3 directors
A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.
- other companies
- 41
- still active
- 41
- are FCA-registered
- 4
In the full report: all 41 companies, named
- What each company does, and whether it is still trading
- Which of these 3 directors sit on each board, and since when
- Any that went into liquidation or administration
- The 4 on the FCA register
- The 21 companies these 3 directors run together
Filed accounts and finances
Net assets
£233k
No earlier figure to compare
Cash at bank
£13.3k
No earlier figure to compare
Employees (average)
2
No earlier figure to compare
Owed within a year
£1.61m
No earlier figure to compare
About these figures
- Turnover
- Money taken from sales in the year, before any costs.
- Profit before tax
- What was left after the year’s costs, before corporation tax. A minus figure is a loss.
- Net assets, or total equity
- Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
- Total assets and total liabilities
- Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
- Cash at bank
- Money in the company’s accounts on the last day of the year.
- Owed within a year, owed after a year
- Debts and bills due in the next twelve months, and those due later.
There is no turnover or profit: small companies do not have to publish them.
Accounts filed at Companies House for company 16494810. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.
Key dates in its history
ROCK2 Capital’s history from the FCA register and Companies House, newest first.
2026
23 October 2026
- Changed its registered name from "ROCK2 Capital Ltd."
FCA register
2025
16 September 2025
- Became an appointed representative
FCA register
4 June 2025
- Incorporated at Companies House
- David Robin Boldt took control (75–100% of shares)
Companies House
In the full report: all 7 events
- All 7 events in its history (4 shown here)
- Every director appointment and resignation: 3
Firms connected to ROCK2 Capital
Other FCA-listed firms that share a director, phone number or address with ROCK2 Capital. A link shows who the firm is tied to, not whether either can be trusted.
- connected firms
- 3
- share a director
- 3
- share its postcode
- 2
In the full report: all 3 connected firms, named
- How each is linked: shared directors (3), the same postcode (2)
- Who links each one: the named directors, with dates
- 1 past link through former directors
Firms like ROCK2 Capital
Other firms of the same type (investment or fund manager), nearest first.
In the West London (W) postcode area
Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.
Get the full report on ROCK2 Capital
Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.
- 41 other companies its directors have run, named
- 3 background checks on its contact details
- All 7 events in its history
- 3 connected firms, named, and who links them
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Frequently asked questions about this firm
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Sources and links
- Its entry on the FCA register register.fca.org.uk
- Its Companies House record gov.uk
- Complaints the Financial Ombudsman Service can help with financial-ombudsman.org.uk
- Report a scam to the FCA fca.org.uk