Rockingham Financial Services Ltd

Reference number: 549935

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When rockinghamfs.com first appeared online, and whether it can receive email
  • What kind of line 01964 551312 is
  • Who else gives the postcode DN39 6SE
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FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Advise on or arrange mortgages · Arrange equity release FSCS may apply
    Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.
  • Lend or arrange credit No FSCS cover
    Consumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (17 permissions)
  • Acting as a CBTL advisor
  • Acting as a CBTL arranger
  • Advising on a home reversion plan
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on Pension Transfers and Pension Opt Outs
  • Advising on regulated mortgage contracts
  • Arranging (bringing about) a home reversion plan
  • Arranging (bringing about) deals in investments
  • Arranging (bringing about) regulated mortgage contracts
  • Credit Broking
  • Debt-counselling
  • Entering into regulated credit agreement as Lender (Excluding high-cost short-term credit, bill of sale agreement, and home collected credit agreement)
  • Exercising/having right to exercise lender's rights and duties under a regulated credit agreement (excluding high-cost short-term credit, bill of sale agreement, and home collected credit agreement)
  • Making arrangements with a view to a home reversion plan
  • Making arrangements with a view to regulated mortgage contracts
  • Making arrangements with a view to transactions in investments

FCA disciplinary action

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
04731839
Company status
Active
Company type
Private limited company
Incorporated
11 April 2003 (23 years old)
Registered office
Highfield House 17 Ulceby Road, Wootton, Ulceby, Nth Lincs, DN39 6SE, England
Nature of business
  • Activities auxiliary to financial intermediation not elsewhere classified (SIC 66190)

Directors and company secretaries

Name Role Born Appointed Other companies
Ian Philip Ellis Director May 1965 22 Apr 2003 2 other companies
Andrew Grant Cole Director Aug 1964 2 Oct 2003 4 other companies
Ian Philip Ellis Secretary Not published 22 Apr 2003 2 other companies

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
6
closed down
1
still active
5

In the full report: all 6 companies, named

  • What each company does, and whether it is still trading
  • Which of these 2 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • All 4 people who have ever been directors, with their dates
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Filed accounts and finances

Year to 30 April 2026Small company accountsNot audited

Net assets

£63.8k

−3.5% from £66.1k

Cash at bank

£53.5k

−19% from £66.4k

Employees (average)

2

Same as 2

Owed within a year

£85.2k

Up £83.5k from £1,638

Assets and liabilities

In the full report: all 7 years of accounts

  • Every year from 2020 to 2026
  • The chart, over every year
  • Every filed figure, year by year
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About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 04731839. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Rockingham Financial Services’s history from the FCA register and Companies House, newest first.

Key events (7) All events (14)

2023

11 April 2023

  • Andrew Grant Cole became a part-owner (25–50% of shares)

Companies House

2016

11 April 2016

  • Ian Philip Ellis became a part-owner (25–50% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2011

1 August 2011

  • FCA imposed a requirement (Deed Poll Requirement)
  • Became authorised by the FCA

FCA register

13 June 2011

  • Regulated by the Financial Services Authority from this date

FCA register

2003

11 April 2003

  • Incorporated at Companies House

Companies House

In the full report: all 14 events

  • All 14 events in its history (7 shown here)
  • Every director appointment and resignation: 4
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Firms like Rockingham Financial Services

Other firms of the same type (lender), nearest first.

In Ulceby

Festino (Finance) LimitedUlcebyAuthorised

In the Doncaster (DN) postcode area

One Call Insurance Services LimitedDoncasterAuthorisedAdvantage Finance LimitedGrimsbyAuthorisedAndrew EneferGainsboroughAuthorisedAntique and Bargain Stores LimitedDoncasterAuthorisedFinance For Enterprise LimitedDoncasterAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Rockingham Financial Services

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 6 other companies its directors have run, named
  • 3 background checks on its contact details
  • 7 years of accounts, charted
  • All 14 events in its history

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Frequently asked questions about this firm

Is Rockingham Financial Services Ltd FCA authorised?
Yes, Rockingham Financial Services Ltd (FRN 549935) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since August 2011 and works as a lender. The FCA has placed no limits on its permissions.
What is Rockingham Financial Services’ phone number and website?
The FCA register lists the phone number 01964 551312 and the website rockinghamfs.com for Rockingham Financial Services. If you were given different contact details, use these to check with the firm before going any further.
Is Rockingham Financial Services a scam or clone?
Rockingham Financial Services is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Rockingham Financial Services?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Rockingham Financial Services to the Financial Ombudsman Service, free of charge.
Who owns Rockingham Financial Services?
Companies House lists 2 people with significant control of Rockingham Financial Services: Mr Andrew Grant Cole (25–50% of shares) and Mr Ian Philip Ellis (25–50% of shares).
Who runs Rockingham Financial Services?
Companies House lists 2 directors of Rockingham Financial Services: Ian Philip Ellis and Andrew Grant Cole.
How long has Rockingham Financial Services been in business?
The company was formed on 11 April 2003, and has held its current FCA authorisation since August 2011.
What do Rockingham Financial Services’ latest accounts show?
Its latest accounts, to 30 April 2026, show net assets of £63.8k (−3.5% from £66.1k) and cash at bank of £53.5k (−19% from £66.4k).

Sources and links

The full report on Rockingham Financial Services Ltd

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