Rockman Wealth Ltd

Reference number: 916778

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

Vision Independent Financial Planning Ltd Reference number: 487395 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Rockman Wealth Ltd (FRN 916778) is an AR of Vision Independent Financial Planning Ltd (FRN 487395). When you use Rockman Wealth's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Rockman Wealth, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Phone number

    07875 360124

  • Address

    27 Rumney Penrose Road, Bristol, South Gloucestershire, BS16 1RA, United Kingdom

In the full report: 2 background checks

  • What kind of line 07875 360124 is
  • Who else gives the postcode BS16 1RA
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Sterling James Wealth Management Ltd Former name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Vision Independent Financial Planning Ltd, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
11593108
Company status
Active
Company type
Private limited company
Incorporated
27 September 2018 (8 years old)
Registered office
1 Marybrook Street, Berkeley, GL13 9AA, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Alexander James Rodman Director Feb 1987 27 Sep 2018 None

In the full report: every company its directors have run

  • Confirmation that its director runs no other company
  • Both people who have been directors, with their dates
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Filed accounts and finances

Year to 30 September 2025Micro-entity accountsNot audited

Net assets

−£44.4k

Down £9,877 from −£34.5k

Employees (average)

2

Same as 2

Owed within a year

£38

Down £533 from £571

Net assets are negative: on its last balance sheet the company owed £44.4k more than it owned.

Assets and liabilities

In the full report: all 7 years of accounts

  • Every year from 2019 to 2025
  • The chart, over every year
  • Every filed figure, year by year
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About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 11593108. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Rockman Wealth’s history from the FCA register and Companies House, newest first.

Key events (6) All events (9)

2024

30 April 2024

  • Changed its registered name from "Sterling James Wealth Management Ltd"

FCA register

30 January 2024

  • Steve Moseley stopped being a part-owner

Companies House

2019

14 November 2019

  • Became an appointed representative

FCA register

2018

27 September 2018

  • Incorporated at Companies House
  • Alexander James Rodman became a part-owner (25–50% of shares)
  • Steve Moseley became a part-owner (25–50% of shares)

Companies House

In the full report: all 9 events

  • All 9 events in its history (6 shown here)
  • Every director appointment and resignation: 3
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Firms like Rockman Wealth

Other firms of the same type (financial adviser), nearest first.

In Bristol

Aisa Retirement Planning LLPBristolAppointed representativeAlma Vale Wealth Management LimitedBristolAppointed representativeAndow Ellis LimitedBristolAppointed representativeAndrew LawrenceBristolAppointed representativeAndrew Paul ZbijowskiBristolAppointed representativeAnn ReederBristolAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Rockman Wealth

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 2 background checks on its contact details
  • 7 years of accounts, charted
  • All 9 events in its history

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Frequently asked questions about this firm

Is Rockman Wealth Ltd FCA authorised?
Rockman Wealth Ltd (FRN 916778) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Rockman Wealth?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Rockman Wealth Ltd (FRN 916778) is an AR of Vision Independent Financial Planning Ltd (FRN 487395). When you use Rockman Wealth's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Rockman Wealth, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Rockman Wealth’s phone number?
The FCA register lists the phone number 07875 360124 for Rockman Wealth. If you were given different contact details, use these to check with the firm before going any further.
Is Rockman Wealth a scam or clone?
Rockman Wealth is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Rockman Wealth?
Protection works through Vision Independent Financial Planning Ltd, the principal firm responsible for Rockman Wealth's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Rockman Wealth?
Companies House lists one person with significant control of Rockman Wealth: Mr Alexander James Rodman (25–50% of shares). Before that, it was controlled by Mr Steve Moseley.
Who runs Rockman Wealth?
Companies House lists one director of Rockman Wealth: Alexander James Rodman.
How long has Rockman Wealth been in business?
The company was formed on 27 September 2018.
What do Rockman Wealth’s latest accounts show?
Its latest accounts, to 30 September 2025, show net assets of −£44.4k (down £9,877 from −£34.5k).
Does Rockman Wealth use any other names?
It has previously used the name Sterling James Wealth Management Ltd.

Sources and links

The full report on Rockman Wealth Ltd

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