Rockwealth Cotswolds Ltd

Reference number: 1043777

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Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

ROCKWEALTH LLP Reference number: 610181 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • ROCKWEALTH COTSWOLDS LTD (FRN 1043777) is an AR of ROCKWEALTH LLP (FRN 610181). When you use ROCKWEALTH COTSWOLDS's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from ROCKWEALTH COTSWOLDS, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When rock-wealth.co.uk first appeared online, and whether it can receive email
  • What kind of line 01285 445696 is
  • Who else gives the postcode GL7 2PR
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • rockwealth Trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through Rockwealth LLP, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
16727987
Company status
Active
Company type
Private limited company
Incorporated
18 September 2025 (1 year old)
Registered office
6a The Woolmarket, Cirencester, Gloucestershire, GL7 2PR, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name Role Born Appointed Other companies
Nicola Gillian Floyd Director Sep 1977 3 Mar 2026 None
Andrew James Collett Director May 1979 3 Mar 2026 None

In the full report: every company its directors have run

  • Confirmation that these 2 directors run no other company
  • All 3 people who have been directors, with their dates
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Key dates in its history

Rockwealth Cotswolds’s history from the FCA register and Companies House, newest first.

Key events (6) All events (11)

2026

3 March 2026

  • Andrew James Collett became the majority owner (50–75% of shares)
  • Rockwealth Group Ltd became a part-owner (25–50% of shares)
  • Timothy Horrocks gave up control

Companies House · FCA register

2025

3 November 2025

  • Became an appointed representative

FCA register

18 September 2025

  • Incorporated at Companies House
  • Timothy Horrocks took control (75–100% of shares)

Companies House

In the full report: all 11 events

  • All 11 events in its history (6 shown here)
  • Every director appointment and resignation: 4
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Firms like Rockwealth Cotswolds

Other firms of the same type (financial adviser), nearest first.

In Cirencester

Blackwell Mortgages LtdCirencesterAppointed representativeCambrica Wealth Management LimitedCirencesterAppointed representativeEdward Trehearne Wealth Management LLPCirencesterAppointed representativeFidenti Financial Planning LtdCirencesterAppointed representativeHackett Wealth ManagementCirencesterAppointed representativeJane DavidsonCirencesterAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Rockwealth Cotswolds

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 3 background checks on its contact details
  • All 11 events in its history

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Frequently asked questions about this firm

Is Rockwealth Cotswolds Ltd FCA authorised?
Rockwealth Cotswolds Ltd (FRN 1043777) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Rockwealth Cotswolds?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Rockwealth Cotswolds Ltd (FRN 1043777) is an AR of ROCKWEALTH LLP (FRN 610181). When you use Rockwealth Cotswolds's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Rockwealth Cotswolds, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Rockwealth Cotswolds’ phone number and website?
The FCA register lists the phone number 01285 445696 and the website rock-wealth.co.uk for Rockwealth Cotswolds. If you were given different contact details, use these to check with the firm before going any further.
Is Rockwealth Cotswolds a scam or clone?
Rockwealth Cotswolds is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Rockwealth Cotswolds?
Protection works through Rockwealth LLP, the principal firm responsible for Rockwealth Cotswolds's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Rockwealth Cotswolds?
Companies House lists 2 people with significant control of Rockwealth Cotswolds: Mr Andrew James Collett (50–75% of shares) and Rockwealth Group Ltd (25–50% of shares). Before that, it was controlled by Mr Timothy Horrocks.
Who runs Rockwealth Cotswolds?
Companies House lists 2 directors of Rockwealth Cotswolds: Nicola Gillian Floyd and Andrew James Collett.
How long has Rockwealth Cotswolds been in business?
The company was formed on 18 September 2025.
Does Rockwealth Cotswolds use any other names?
It trades as rockwealth.

Sources and links

The full report on Rockwealth Cotswolds Ltd

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