Roger Graham Sheppard

Reference number: 446732

Instant download

Authorised by the FCA

Roger Graham Sheppard is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When sheppardfs.co.uk first appeared online, and whether it can receive email
  • What kind of line 0115 940 0563 is
  • Who else gives the postcode NG4 2JR
Instant PDF download
Other names (1)

If you were contacted under any of these names, it is this firm.

  • Sheppard Financial Services Trading name

FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Sell or arrange insurance FSCS may apply
    Eligible insurance claims may be FSCS-protected, often 90%, or 100% for compulsory or long-term cover.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (6 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Arranging (bringing about) deals in investments
  • Assisting in the administration and performance of a contract of insurance
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Roger Graham Sheppard’s history from the FCA register and Companies House, newest first.

Key events (4) All events (7)

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2006

13 June 2006

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

10 January 2006

  • Changed its registered name from "Sheppard Financial Services"

FCA register

In the full report: all 7 events

  • All 7 events in its history (4 shown here)
Instant PDF download

Firms like Roger Graham Sheppard

Other firms of the same type (financial adviser), nearest first.

In Nottingham

AVA Wealth LtdNottinghamAuthorisedBalance: Wealth Planning LimitedNottinghamAuthorisedBEST Wealth Management LtdNottinghamSee the registerBlowfish Financial Services LimitedNottinghamAuthorisedBlueJay Financial Planning LtdNottinghamAuthorisedBradstock Bourne LimitedNottinghamAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Roger Graham Sheppard

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 3 background checks on its contact details
  • All 7 events in its history

Instant PDF One-off payment Secure checkout by Stripe

Frequently asked questions about this firm

Is Roger Graham Sheppard FCA authorised?
Yes, Roger Graham Sheppard (FRN 446732) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since June 2006 and works as a financial adviser. The FCA has placed no limits on its permissions.
What is Roger Graham Sheppard’s phone number and website?
The FCA register lists the phone number 0115 940 0563 and the website sheppardfs.co.uk for Roger Graham Sheppard. If you were given different contact details, use these to check with the firm before going any further.
Is Roger Graham Sheppard a scam or clone?
Roger Graham Sheppard is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Roger Graham Sheppard?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Roger Graham Sheppard to the Financial Ombudsman Service, free of charge.
Does Roger Graham Sheppard use any other names?
It trades as Sheppard Financial Services.

Sources and links

The full report on Roger Graham Sheppard

£19.99 · Instant PDF download

Loading secure checkout…