Rokstone Specialty Treaty Limited: FCA regulated?

Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Appointed for 1 year
Protected through the principal
No FCA actions
Active company since 2025
1 thing worth a closer look in the background checks

Responsible principal firm

Rokstone Group Limited Reference number: 1008277 Authorised View firm →

What does this mean?

An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
ROKSTONE SPECIALTY TREATY LIMITED (FRN 1034526) is an AR of Rokstone Group Limited (FRN 1008277). When you use ROKSTONE SPECIALTY TREATY's services, the FCA authorisation sits with the principal firm.
Example: if you take financial advice from ROKSTONE SPECIALTY TREATY, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Website

rokstoneuw.com (opens in a new tab)
Phone number

020 3815 6236
Address

The Monument Building, 11 Monument Street, London, City Of London, EC3R 8AF, United Kingdom

In the full report: 3 background checks, 1 thing worth a closer look

When rokstoneuw.com first appeared online, and whether it can receive email
What kind of line 020 3815 6236 is, and the 17 other firms that give it
Whether EC3R 8AF is a shared office: 34 other firms give it

FCA permissions and consumer protection

Protection through the principal firm
Protection works through Rokstone Group Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Complaints Ombudsman, free
You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number: 16438812 (opens Companies House in a new tab)
Company status: Active
Company type: Private limited company
Incorporated: 8 May 2025 (1 year old)
Registered office: The Monument Building 3rd Floor, 11 Monument Street, London, EC3R 8AF, United Kingdom
Nature of business: Activities of insurance agents and brokers (SIC 66220)

Directors and company secretaries

Name	Role	Born	Appointed	Other companies
Alexander Robert Curme	Director	Jan 1993	8 May 2025	6 other companies
Ian Charles Anson	Director	Jun 1989	6 Aug 2025	14 other companies

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies: 17
still active: 17
are FCA-registered: 16

In the full report: all 17 companies, named

What each company does, and whether it is still trading
Which of these 2 directors sit on each board, and since when
Any that went into liquidation or administration
The 16 on the FCA register
The 3 companies these 2 directors run together
All 6 people who have ever been directors, with their dates

Key dates in its history

Rokstone Specialty Treaty’s history from the FCA register and Companies House, newest first.

Key events (3) All events (13)

2025

30 June 2025

Became an appointed representative

FCA register

8 May 2025

Incorporated at Companies House
Rokstone Group Limited took control (75–100% of shares)

Companies House

In the full report: all 13 events

All 13 events in its history (3 shown here)
Every director appointment and resignation: 10

Firms connected to Rokstone Specialty Treaty

Other FCA-listed firms that share a director, phone number or address with Rokstone Specialty Treaty. A link shows who the firm is tied to, not whether either can be trusted.

connected firms: 12
share a director: 12
share its phone number: 12

In the full report: all 12 connected firms, named

How each is linked: shared directors (12), the same phone number (12), the same postcode (12)
Who links each one: the named directors, with dates

Firms like Rokstone Specialty Treaty

Other firms of the same type (insurance broker), nearest first.

In London

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Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Rokstone Specialty Treaty

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

17 other companies its directors have run, named
3 background checks on its contact details, 1 flagged
All 13 events in its history
12 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Rokstone Specialty Treaty Limited FCA authorised?

Rokstone Specialty Treaty Limited (FRN 1034526) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.

What does appointed representative mean for Rokstone Specialty Treaty?

An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Rokstone Specialty Treaty Limited (FRN 1034526) is an AR of Rokstone Group Limited (FRN 1008277). When you use Rokstone Specialty Treaty's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Rokstone Specialty Treaty, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

What is Rokstone Specialty Treaty’s phone number and website?

The FCA register lists the phone number 020 3815 6236 and the website rokstoneuw.com for Rokstone Specialty Treaty. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by 17 other FCA firms.

Is Rokstone Specialty Treaty a scam or clone?

Rokstone Specialty Treaty is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.

Is my money safe with Rokstone Specialty Treaty?

Protection works through Rokstone Group Limited, the principal firm responsible for Rokstone Specialty Treaty's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Who owns Rokstone Specialty Treaty?

Rokstone Specialty Treaty is owned by Rokstone Group Limited, which holds 75–100% of shares, 75–100% of votes and can appoint and remove the board, since 8 May 2025.

Who runs Rokstone Specialty Treaty?

Companies House lists 2 directors of Rokstone Specialty Treaty: Alexander Robert Curme and Ian Charles Anson.

How long has Rokstone Specialty Treaty been in business?

The company was formed on 8 May 2025.