Schroder Investment Management North America Limited

Reference number: 144543

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks, 1 thing worth a closer look

  • When schroders.com first appeared online, and whether it can receive email
  • What kind of line 020 7658 6000 is, and the 8 other firms that give it
  • Whether EC2Y 5AU is a shared office: 20 other firms give it
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • Schroder Capital Management International Ltd Former name

FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (7 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing investments

Limits on what they may do

  • May control money if settlement through a mandate.
    The general requirement not to hold or control CLIENT MONEY does not restrict the firm from controlling CLIENT MONEY if it arises from an agreement under which the firm effects settlement through a mandate or otherwise.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
02334190
Company status
Active
Company type
Private limited company
Incorporated
11 January 1989 (37 years old)
Registered office
1 London Wall Place, London, EC2Y 5AU, England
Nature of business
  • Fund management activities (SIC 66300)

Directors and company secretaries

Name Role Born Appointed Other companies
Christopher Neil Taylor Director Sep 1966 28 Oct 2016 None
Andrew Lewis Moscow Director Dec 1977 13 Jan 2020 None
Christopher Keith Sandum Director Oct 1976 7 Dec 2022 2 other companies
James Chatt Director Feb 1980 18 Mar 2026 None
SCHRODER CORPORATE SERVICES LIMITED Corporate secretary Not published 8 Dec 2016 –

Other companies run by these 4 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
2
still active
1
went insolvent
1

In the full report: all 2 companies, named

  • What each company does, and whether it is still trading
  • Which of these 4 directors sit on each board, and since when
  • The one that went into liquidation or administration
  • The one on the FCA register
  • All 65 people who have ever been directors, with their dates
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Key dates in its history

This firm’s history from the FCA register and Companies House, newest first.

Key events (8) All events (128)

2016

6 April 2016

  • Schroder Investment Management Limited took control (75–100% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2001

1 December 2001

  • Regulated by the Financial Services Authority from this date
  • FCA imposed a requirement (May control money if settlement through a mandate.)
  • Became authorised by the FCA

FCA register

1999

13 August 1999

  • Changed its registered name from "Schroder Capital Management International Ltd"

FCA register

1989

11 January 1989

  • Incorporated at Companies House

Companies House

1901

1 January 1901

  • Regulated by the Investment Management Regulatory Organisation from this date

FCA register

In the full report: all 128 events

  • All 128 events in its history (8 shown here)
  • Every director appointment and resignation: 116
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Connected firms

Other FCA-listed firms that share a director, phone number or address with this firm. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
8
share a director
1
share its phone number
8

In the full report: all 8 connected firms, named

  • How each is linked: shared directors (1), the same phone number (8), the same postcode (8)
  • Who links each one: the named directors, with dates
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Similar firms

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorisedUBS Asset Management Funds LtdLondonAuthorisedRevolut Trading LtdLondonAuthorisedBlackRock Advisors (UK) LimitedLondonAuthorisedBlackRock Fund Managers LimitedLondonAuthorisedBlackRock Investment Management (UK) LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on this firm

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 2 other companies its directors have run, named
  • 3 background checks on its contact details, 1 flagged
  • All 128 events in its history
  • 8 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Schroder Investment Management North America Limited FCA authorised?
Yes, Schroder Investment Management North America Limited (FRN 144543) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since December 2001 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is Schroder Investment Management North America’s phone number and website?
The FCA register lists the phone number 020 7658 6000 and the website schroders.com for Schroder Investment Management North America. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by 8 other FCA firms.
Is Schroder Investment Management North America a scam or clone?
Schroder Investment Management North America is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Schroder Investment Management North America?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Schroder Investment Management North America to the Financial Ombudsman Service, free of charge.
Who owns Schroder Investment Management North America?
Schroder Investment Management North America is owned by Schroder Investment Management Limited, which holds 75–100% of shares, 75–100% of votes and can appoint and remove the board, since 6 April 2016.
Who runs Schroder Investment Management North America?
Companies House lists 4 directors of Schroder Investment Management North America: Christopher Neil Taylor, Andrew Lewis Moscow, Christopher Keith Sandum and James Chatt.
How long has Schroder Investment Management North America been in business?
The company was formed on 11 January 1989, and has held its current FCA authorisation since December 2001.
Does Schroder Investment Management North America use any other names?
It has previously used the name Schroder Capital Management International Ltd.

Sources and links

The full report on Schroder Investment Management North America Limited

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