Schroder Wealth Management (US) Limited: FCA regulated?

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Authorised for 9 years
Your funds are protected by FSCS
No FCA actions
Active company since 2017
1 thing worth a closer look in the background checks

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Website

schroders.com/en/us/wealth-management (opens in a new tab)
Phone number

020 7658 6000
Address

1 London Wall Place, London, EC2Y 5AU, United Kingdom

In the full report: 3 background checks, 1 thing worth a closer look

When schroders.com first appeared online, and whether it can receive email
What kind of line 020 7658 6000 is, and the 8 other firms that give it
Whether EC2Y 5AU is a shared office: 20 other firms give it

Other names (1)

If you were contacted under any of these names, it is this firm.

Schroders Wealth Management Trading name: A name it trades under now.

FCA permissions and consumer protection

Hold or safeguard your money · Manage or trade investments FSCS may apply
Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Give regulated advice FSCS may apply
A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
Complaints Ombudsman, free
You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Show FCA detail (6 permissions)

Advising on investments (except on Pension Transfers and Pension Opt Outs)
Arranging (bringing about) deals in investments
Arranging safeguarding and administration of assets
Dealing in investments as agent
Making arrangements with a view to transactions in investments
Managing investments

Limits on what they may do

This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number: 10761882 (opens Companies House in a new tab)
Company status: Active
Company type: Private limited company
Incorporated: 9 May 2017 (9 years old)
Registered office: 1 London Wall Place, London, EC2Y 5AU, England
Nature of business: Financial intermediation not elsewhere classified (SIC 64999)

Directors and company secretaries

Name	Role	Born	Appointed	Other companies
Dominic Peter Corti Emmerson	Director	Jul 1973	9 May 2017	5 other companies
Toby James Glover	Director	Nov 1980	15 May 2023	None
Tim Mccann	Director	Mar 1973	7 Nov 2025	6 other companies
SCHRODER CORPORATE SERVICES LIMITED	Corporate secretary	Not published	24 May 2017	–

Other companies run by these 3 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies: 11
closed down: 1
are FCA-registered: 2

In the full report: all 11 companies, named

What each company does, and whether it is still trading
Which of these 3 directors sit on each board, and since when
Any that went into liquidation or administration
The 2 on the FCA register
All 8 people who have ever been directors, with their dates

Key dates in its history

Schroder Wealth Management (US)’s history from the FCA register and Companies House, newest first.

Key events (5) All events (21)

2017

11 September 2017

Regulated by the FCA from this date
FCA imposed a requirement (May control but not hold client money)
Became authorised by the FCA

FCA register

9 May 2017

Incorporated at Companies House
Schroder Wealth Holdings Limited took control (75–100% of shares)

Companies House

In the full report: all 21 events

All 21 events in its history (5 shown here)
Every director appointment and resignation: 13

Firms connected to Schroder Wealth Management (US)

Other FCA-listed firms that share a director, phone number or address with Schroder Wealth Management (US). A link shows who the firm is tied to, not whether either can be trusted.

connected firms: 8
share a director: 1
share its phone number: 8

In the full report: all 8 connected firms, named

How each is linked: shared directors (1), the same phone number (8), the same postcode (8)
Who links each one: the named directors, with dates
1 past link through former directors

Firms like Schroder Wealth Management (US)

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorised UBS Asset Management Funds LtdLondonAuthorised Revolut Trading LtdLondonAuthorised BlackRock Advisors (UK) LimitedLondonAuthorised BlackRock Fund Managers LimitedLondonAuthorised BlackRock Investment Management (UK) LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Schroder Wealth Management (US)

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

11 other companies its directors have run, named
3 background checks on its contact details, 1 flagged
All 21 events in its history
8 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Schroder Wealth Management (US) Limited FCA authorised?

Yes, Schroder Wealth Management (US) Limited (FRN 781869) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since September 2017 and works as an investment or fund manager. The FCA has placed a limit on what it may do.

What is Schroder Wealth Management (US)’s phone number and website?

The FCA register lists the phone number 020 7658 6000 and the website schroders.com/en/us/wealth-management for Schroder Wealth Management (US). If you were given different contact details, use these to check with the firm before going any further. The same number is also given by 8 other FCA firms.

Is Schroder Wealth Management (US) a scam or clone?

Schroder Wealth Management (US) is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.

Is my money safe with Schroder Wealth Management (US)?

It is permitted to hold and control client money, which it must keep separate from its own. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Schroder Wealth Management (US) to the Financial Ombudsman Service, free of charge.

Who owns Schroder Wealth Management (US)?

Schroder Wealth Management (US) is owned by Schroder Wealth Holdings Limited, which holds 75–100% of shares, 75–100% of votes and can appoint and remove the board, since 9 May 2017.

Who runs Schroder Wealth Management (US)?

Companies House lists 3 directors of Schroder Wealth Management (US): Dominic Peter Corti Emmerson, Toby James Glover and Tim McCann.

How long has Schroder Wealth Management (US) been in business?

The company was formed on 9 May 2017, and has held its current FCA authorisation since September 2017.

Does Schroder Wealth Management (US) use any other names?

It trades as Schroders Wealth Management.