Secor Investment Advisors (UK), LLP

Reference number: 544237

Instant download

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When secor-am.com first appeared online, and whether it can receive email
  • What kind of line 07711 466539 is
  • Who else gives the postcode EC3R 5BU
Instant PDF download

FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (6 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
OC357067
Company status
Active
Company type
Limited liability partnership
Incorporated
10 August 2010 (16 years old)
Registered office
1 Tower Place West, Tower Place, London, EC3R 5BU, United Kingdom

Directors and company secretaries

Name Role Born Appointed Other companies
Ltd. Secor Partners (uk) Corporate LLP designated member Not published 10 Aug 2010 None
CALM TREASURY HOLDINGS LIMITED Corporate LLP designated member Not published 1 May 2026 None

In the full report: every company its directors have run

  • Confirmation that these 2 directors run no other company
  • All 10 people who have been directors, with their dates
Instant PDF download

Key dates in its history

Secor Investment Advisors (UK),’s history from the FCA register and Companies House, newest first.

Key events (8) All events (27)

2025

1 May 2025

  • Duen Li Kao no longer has significant control

Companies House

2016

6 April 2016

  • Duen Li Kao gained significant control
  • Secor Partners (UK), Ltd took control (75–100% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2012

1 February 2012

  • FCA imposed a requirement (May control but not hold client money)

FCA register

2011

4 July 2011

  • Became authorised by the FCA

FCA register

15 June 2011

  • Regulated by the Financial Services Authority from this date

FCA register

2010

10 August 2010

  • Incorporated at Companies House

Companies House

In the full report: all 27 events

  • All 27 events in its history (8 shown here)
  • Every director appointment and resignation: 16
Instant PDF download

Firms like Secor Investment Advisors (UK),

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorisedUBS Asset Management Funds LtdLondonAuthorisedJ.P. Morgan Markets LimitedLondonAuthorisedRevolut Trading LtdLondonAuthorisedBlackRock Advisors (UK) LimitedLondonAuthorisedBlackRock Fund Managers LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Secor Investment Advisors (UK),

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 3 background checks on its contact details
  • All 27 events in its history

Instant PDF One-off payment Secure checkout by Stripe

Frequently asked questions about this firm

Is Secor Investment Advisors (UK), LLP FCA authorised?
Yes, Secor Investment Advisors (UK), LLP (FRN 544237) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since July 2011 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is Secor Investment Advisors (UK),’s phone number and website?
The FCA register lists the phone number 07711 466539 and the website secor-am.com for Secor Investment Advisors (UK),. If you were given different contact details, use these to check with the firm before going any further.
Is Secor Investment Advisors (UK), a scam or clone?
Secor Investment Advisors (UK), is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Secor Investment Advisors (UK),?
It is permitted to hold and control client money, which it must keep separate from its own. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Secor Investment Advisors (UK), to the Financial Ombudsman Service, free of charge.
Who owns Secor Investment Advisors (UK),?
Secor Investment Advisors (UK), is owned by Secor Partners (UK), Ltd, which holds 75–100% of votes, 75–100% of surplus assets and can appoint and remove the board, since 6 April 2016. Before that, it was controlled by Mr Duen Li Kao.
Who runs Secor Investment Advisors (UK),?
Companies House lists 2 directors of Secor Investment Advisors (UK),: Ltd. Secor Partners (UK) and Calm Treasury Holdings Limited.
How long has Secor Investment Advisors (UK), been in business?
The company was formed on 10 August 2010, and has held its current FCA authorisation since July 2011.

Sources and links

The full report on Secor Investment Advisors (UK), LLP

£19.99 · Instant PDF download

Loading secure checkout…