Serone Capital Management LLP

Reference number: 502305

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks, 1 thing worth a closer look

  • When serone.com first appeared online, and whether it can receive email
  • What kind of line 020 3405 7350 is
  • Whether EC4N 6EU is a shared office: 22 other firms give it
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FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (7 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing an unauthorised AIF
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • CPMI Requirement
    The firm is only permitted to carry on the activities specified in FUND 1.4.3R (1) to (6) or any successor provision

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
OC346161
Company status
Active
Company type
Limited liability partnership
Incorporated
4 June 2009 (17 years old)
Registered office
110 Cannon Street, London, EC4N 6EU, England

Directors and company secretaries

Name Role Born Appointed Other companies
Adrian Nicholas King LLP designated member Dec 1968 4 Jun 2009 4 other companies
Neil Servis LLP designated member Jun 1968 4 Jun 2009 2 other companies
Stuart Chapman LLP member Jun 1984 1 Nov 2011 None
Sarbjit Walia LLP member Feb 1968 1 May 2012 None
Alan Stuart Mclean (Dr) LLP member Mar 1971 29 Nov 2021 1 other company
Sergey Likhosherstov LLP member Aug 1977 5 Sep 2022 None
Steven Paget LLP member Jun 1983 17 Apr 2023 None
Matthew Hartnett LLP member Jul 1977 19 Jun 2023 None
Michiel Von Saher LLP member Jun 1969 4 Dec 2023 None
Simon Oliver Patterson LLP member Aug 1988 2 Sep 2024 None
Georges Van Den Bosch Wazen LLP member Feb 1983 1 Dec 2025 None
Ian Heinrich Brungs LLP member Mar 1973 1 Dec 2025 None
SERONE CAPITAL MANAGEMENT (UK) LIMITED Corporate LLP member Not published 4 Jun 2009 None
CANEPA SCM HOLDINGS LIMITED Corporate LLP member Not published 10 Mar 2020 None

Other companies run by these 14 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
6
still active
6
run together
1

In the full report: all 6 companies, named

  • What each company does, and whether it is still trading
  • Which of these 14 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The 1 company these 14 directors run together
  • All 30 people who have ever been directors, with their dates
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Key dates in its history

Serone Capital Management’s history from the FCA register and Companies House, newest first.

Key events (7) All events (53)

2016

6 April 2016

  • Serone Capital Management (UK) Limited took control (75–100% of votes)

Companies House

2015

27 August 2015

  • FCA imposed a requirement (CPMI Requirement)

FCA register

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2010

5 March 2010

  • FCA imposed a requirement (May control but not hold client money)
  • Became authorised by the FCA

FCA register

2009

22 June 2009

  • Regulated by the Financial Services Authority from this date

FCA register

4 June 2009

  • Incorporated at Companies House

Companies House

In the full report: all 53 events

  • All 53 events in its history (7 shown here)
  • Every director appointment and resignation: 44
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Firms like Serone Capital Management

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorisedUBS Asset Management Funds LtdLondonAuthorisedJ.P. Morgan Markets LimitedLondonAuthorisedRevolut Trading LtdLondonAuthorisedBlackRock Advisors (UK) LimitedLondonAuthorisedBlackRock Fund Managers LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Serone Capital Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 6 other companies its directors have run, named
  • 3 background checks on its contact details, 1 flagged
  • All 53 events in its history

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Frequently asked questions about this firm

Is Serone Capital Management LLP FCA authorised?
Yes, Serone Capital Management LLP (FRN 502305) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since March 2010 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is Serone Capital Management’s phone number and website?
The FCA register lists the phone number 020 3405 7350 and the website serone.com for Serone Capital Management. If you were given different contact details, use these to check with the firm before going any further.
Is Serone Capital Management a scam or clone?
Serone Capital Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Serone Capital Management?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Serone Capital Management to the Financial Ombudsman Service, free of charge.
Who owns Serone Capital Management?
Serone Capital Management is owned by Serone Capital Management (UK) Limited, which holds 75–100% of votes, since 6 April 2016.
Who runs Serone Capital Management?
Companies House lists 14 directors of Serone Capital Management: Adrian Nicholas King, Neil Servis, Stuart Chapman, Sarbjit Walia, Alan Stuart McLean (Dr), Sergey Likhosherstov and 8 more.
How long has Serone Capital Management been in business?
The company was formed on 4 June 2009, and has held its current FCA authorisation since March 2010.

Sources and links

The full report on Serone Capital Management LLP

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