Shubho Kundu Wealth Management Limited

Reference number: 791678

Instant download

Appointed representative

This firm does not hold FCA authorisation of its own, and acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Shubho Kundu Wealth Management Limited (FRN 791678) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Shubho Kundu Wealth Management's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Shubho Kundu Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When shubhokunduwm.co.uk first appeared online, and whether it can receive email
  • What kind of line 07833 145983 is
  • Who else gives the postcode WF12 7RQ
Instant PDF download
Other names (1)

If you were contacted under any of these names, it is this firm.

  • Subhamoy Kundu Former name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
13999022
Company status
Active
Company type
Private limited company
Incorporated
23 March 2022 (4 years old)
Registered office
20 Owl Lane, Dewsbury, West Yorkshire, WF12 7RQ, England
Nature of business
  • Activities of financial services holding companies (SIC 64205)

Directors and company secretaries

Name Role Born Appointed Other companies
Subhamoy Kundu Director Jan 1966 23 Mar 2022 None
Saswati Roy Kundu Director Jan 1972 23 Mar 2022 None

In the full report: every company its directors have run

  • Confirmation that these 2 directors run no other company
Instant PDF download

Filed accounts and finances

Year to 31 March 2026Micro-entity accountsNot audited

Net assets

£77.2k

+14% from £67.5k

Employees (average)

2

Same as 2

Owed within a year

£469k

−8.2% from £511k

Assets and liabilities

In the full report: all 4 years of accounts

  • Every year from 2023 to 2026
  • The chart, over every year
  • Every filed figure, year by year
Instant PDF download
About these figures
Turnover
Money taken from sales in the year, before any costs.
Profit before tax
What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity
Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities
Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank
Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year
Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company 13999022. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Shubho Kundu Wealth Management’s history from the FCA register and Companies House, newest first.

Key events (6) All events (10)

2022

14 April 2022

  • Changed its registered name from "Subhamoy Kundu"

FCA register

23 March 2022

  • Incorporated at Companies House
  • Saswati Roy Kundu became a part-owner (25–50% of shares)
  • Shammak Roy Kundu became a part-owner (25–50% of shares)
  • Subhamoy Kundu became a part-owner (25–50% of shares)

Companies House

2017

17 October 2017

  • Became an appointed representative

FCA register

In the full report: all 10 events

  • All 10 events in its history (6 shown here)
  • Every director appointment and resignation: 2
Instant PDF download

Firms like Shubho Kundu Wealth Management

Other firms of the same type (financial adviser), nearest first.

In the Wakefield (WF) postcode area

Andrassy Parkin Financial Planning LtdWakefieldAppointed representativeArboretum Financial Planning LimitedAppointed representativeBbt Consulting LLPWakefieldAppointed representativeBluebelle Financial Planning LtdOssettAppointed representativeCunnington Wealth LtdWakefieldAppointed representativeCygnet Wealth Management LtdPontefractAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Shubho Kundu Wealth Management

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 3 background checks on its contact details
  • 4 years of accounts, charted
  • All 10 events in its history

Instant PDF One-off payment Secure checkout by Stripe

Frequently asked questions about this firm

Is Shubho Kundu Wealth Management Limited FCA authorised?
Shubho Kundu Wealth Management Limited (FRN 791678) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Shubho Kundu Wealth Management?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Shubho Kundu Wealth Management Limited (FRN 791678) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Shubho Kundu Wealth Management's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Shubho Kundu Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Shubho Kundu Wealth Management’s phone number and website?
The FCA register lists the phone number 07833 145983 and the website shubhokunduwm.co.uk for Shubho Kundu Wealth Management. If you were given different contact details, use these to check with the firm before going any further.
Is Shubho Kundu Wealth Management a scam or clone?
Shubho Kundu Wealth Management is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Shubho Kundu Wealth Management?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Shubho Kundu Wealth Management's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Who owns Shubho Kundu Wealth Management?
Companies House lists 3 people with significant control of Shubho Kundu Wealth Management: Subhamoy Kundu (25–50% of shares), Saswati Roy Kundu (25–50% of shares) and Shammak Roy Kundu (25–50% of shares).
Who runs Shubho Kundu Wealth Management?
Companies House lists 2 directors of Shubho Kundu Wealth Management: Subhamoy Kundu and Saswati Roy Kundu.
How long has Shubho Kundu Wealth Management been in business?
The company was formed on 23 March 2022.
What do Shubho Kundu Wealth Management’s latest accounts show?
Its latest accounts, to 31 March 2026, show net assets of £77.2k (+14% from £67.5k).
Does Shubho Kundu Wealth Management use any other names?
It has previously used the name Subhamoy Kundu.

Sources and links

The full report on Shubho Kundu Wealth Management Limited

£19.99 · Instant PDF download

Loading secure checkout…