Smith Weale Associates LLP: FCA regulated?

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Authorised for 20 years
Your funds are protected by FSCS
No FCA actions
Active company since 2006
Accounts filed up to 31 March 2025

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Website

smithweale.co.uk (opens in a new tab)
Phone number

01684 577037
Address

67/69 Church Street, Malvern, Worcs, WR14 2AE, United Kingdom

In the full report: 3 background checks

When smithweale.co.uk first appeared online, and whether it can receive email
What kind of line 01684 577037 is
Who else gives the postcode WR14 2AE

FCA permissions and consumer protection

Give regulated advice FSCS may apply
A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
Manage or trade investments FSCS may apply
Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Advise on or arrange mortgages · Arrange equity release FSCS may apply
Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.
Lend or arrange credit No FSCS cover
Consumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
Complaints Ombudsman, free
You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Show FCA detail (15 permissions)

Acting as a CBTL advisor
Acting as a CBTL arranger
Advising on a home reversion plan
Advising on investments (except on Pension Transfers and Pension Opt Outs)
Advising on P2P agreements
Advising on Pension Transfers and Pension Opt Outs
Advising on regulated mortgage contracts
Arranging (bringing about) a home reversion plan
Arranging (bringing about) deals in investments
Arranging (bringing about) regulated mortgage contracts
Credit Broking
Debt-counselling
Making arrangements with a view to a home reversion plan
Making arrangements with a view to regulated mortgage contracts
Making arrangements with a view to transactions in investments

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number: OC319930 (opens Companies House in a new tab)
Company status: Active
Company type: Limited liability partnership
Incorporated: 23 May 2006 (20 years old)
Registered office: 67 - 69, Church Street, Malvern, Worcestershire, WR14 2AE

Directors and company secretaries

Name	Role	Born	Appointed	Other companies
Jeremy Andrew Smith	LLP designated member	Jun 1971	23 May 2006	None
Robert Ernest Jimi Weale	LLP designated member	Jun 1971	23 May 2006	2 other companies

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies: 2
closed down: 1
still active: 1

In the full report: all 2 companies, named

What each company does, and whether it is still trading
Which of these 2 directors sit on each board, and since when
Any that went into liquidation or administration

Filed accounts and finances

Year to 31 March 2025Micro-entity accountsNot audited

Net assets

£102k

+1% from £101k

Employees (average)

3

Same as 3

Owed within a year

£11.2k

+2.2% from £11.0k

Assets and liabilities

In the full report: all 6 years of accounts

Every year from 2020 to 2025
The chart, over every year
Every filed figure, year by year

About these figures

Turnover: Money taken from sales in the year, before any costs.
Profit before tax: What was left after the year’s costs, before corporation tax. A minus figure is a loss.
Net assets, or total equity: Everything the company owns minus everything it owes. A minus figure means it owes more than it owns.
Total assets and total liabilities: Everything the company owns, and everything it owes, on the last day of the year. The gap between them is its net assets.
Cash at bank: Money in the company’s accounts on the last day of the year.
Owed within a year, owed after a year: Debts and bills due in the next twelve months, and those due later.

There is no turnover or profit: small companies do not have to publish them.

Accounts filed at Companies House for company OC319930. Every figure is as filed, apart from total assets and total liabilities, which are added up from filed figures. Nothing is estimated.

Key dates in its history

Smith Weale Associates’s history from the FCA register and Companies House, newest first.

Key events (6) All events (11)

2016

6 April 2016

Jeremy Andrew Smith became a part-owner (25–50% of shares)
Robert Ernest Jimi Weale became a part-owner (25–50% of shares)

Companies House

2013

1 April 2013

Regulated by the FCA from this date

FCA register

2006

25 August 2006

Regulated by the Financial Services Authority from this date
Became authorised by the FCA

FCA register

23 May 2006

Incorporated at Companies House

Companies House

In the full report: all 11 events

All 11 events in its history (6 shown here)
Every director appointment and resignation: 2

Firms like Smith Weale Associates

Other firms of the same type (financial adviser), nearest first.

In Malvern

Bamford Wealth Management LimitedMalvernAuthorised Malbury Financial Planning LimitedMalvernAuthorised Abacus Research LLPMalvernAppointed representative Fresh Approach Financial Planning LimitedMalvernAppointed representative Jacob James Group LtdMalvernAppointed representative Kendall Wadley Wealth LimitedMalvernAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Smith Weale Associates

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

2 other companies its directors have run, named
3 background checks on its contact details
6 years of accounts, charted
All 11 events in its history

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Frequently asked questions about this firm

Is Smith Weale Associates LLP FCA authorised?

Yes, Smith Weale Associates LLP (FRN 454361) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since August 2006 and works as a financial adviser. The FCA has placed no limits on its permissions.

What is Smith Weale Associates’ phone number and website?

The FCA register lists the phone number 01684 577037 and the website smithweale.co.uk for Smith Weale Associates. If you were given different contact details, use these to check with the firm before going any further.

Is Smith Weale Associates a scam or clone?

Smith Weale Associates is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.

Is my money safe with Smith Weale Associates?

Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Smith Weale Associates to the Financial Ombudsman Service, free of charge.

Who owns Smith Weale Associates?

Companies House lists 2 people with significant control of Smith Weale Associates: Mr Robert Ernest Jimi Weale (25–50% of surplus assets) and Mr Jeremy Andrew Smith (25–50% of surplus assets).

Who runs Smith Weale Associates?

Companies House lists 2 directors of Smith Weale Associates: Jeremy Andrew Smith and Robert Ernest Jimi Weale.

How long has Smith Weale Associates been in business?

The company was formed on 23 May 2006, and has held its current FCA authorisation since August 2006.

What do Smith Weale Associates’ latest accounts show?

Its latest accounts, to 31 March 2025, show net assets of £102k (+1% from £101k).