Steven Hendrie

Reference number: 481453

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Appointed representative

Steven Hendrie does not hold FCA authorisation of their own, and acts under a principal firm, which is legally responsible for their regulated business.

Responsible principal firm

St. James's Place Wealth Management Plc Reference number: 195351 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Steven Hendrie (FRN 481453) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Steven Hendrie's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Steven Hendrie, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When brecklandfinancialmanagement.co.uk first appeared online, and whether it can receive email
  • What kind of line 01953 483831 is, and the other firm that gives it
  • Who else gives the postcode NR16 2JU
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Other names (3)

If you were contacted under any of these names, it is this firm.

  • Breckland Financial Management Trading name
  • Hendrie Financial Management Former trading name
  • Hendrie Wagg Associates Former trading name

FCA permissions and consumer protection

  • Protection through the principal firm
    Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Key dates in its history

Steven Hendrie’s history from the FCA register and Companies House, newest first.

Key events (1) All events (6)

2008

9 April 2008

  • Became an appointed representative

FCA register

In the full report: all 6 events

  • All 6 events in its history (1 shown here)
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Firms connected to Steven Hendrie

Other FCA-listed firms that share a director, phone number or address with Steven Hendrie. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
2
share its phone number
1
share its postcode
2

In the full report: all 2 connected firms, named

  • How each is linked: the same phone number (1), the same postcode (2)
  • Who links each one: the named directors, with dates
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Firms like Steven Hendrie

Other firms of the same type (financial adviser), nearest first.

In Norwich

Alan Boswell Employee Benefits LtdNorwichAppointed representativeAlan Cook Financial Services LimitedNorwichAppointed representativeAnderson Wealth Planning LimitedNorwichAppointed representativeAnglian Wealth ManagementNorwichAppointed representativeAnna KellettNorwichAppointed representativeBanks-Dunnell Wealth Management LimitedNorwichAppointed representative

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Steven Hendrie

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 3 background checks on its contact details
  • All 6 events in its history
  • 2 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Steven Hendrie FCA authorised?
Steven Hendrie (FRN 481453) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Steven Hendrie?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Steven Hendrie (FRN 481453) is an AR of St. James's Place Wealth Management Plc (FRN 195351). When you use Steven Hendrie's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Steven Hendrie, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
What is Steven Hendrie’s phone number and website?
The FCA register lists the phone number 01953 483831 and the website brecklandfinancialmanagement.co.uk for Steven Hendrie. If you were given different contact details, use these to check with the firm before going any further. The same number is also given by one other FCA firm.
Is Steven Hendrie a scam or clone?
Steven Hendrie is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Steven Hendrie?
Protection works through St. James's Place Wealth Management PLC, the principal firm responsible for Steven Hendrie's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Does Steven Hendrie use any other names?
It trades as Breckland Financial Management. It has previously used 2 other names: Hendrie Financial Management and Hendrie Wagg Associates.

Sources and links

The full report on Steven Hendrie

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