Tokai Tokyo Securities Europe Limited

Reference number: 460061

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When tokaitokyo-fh.jp first appeared online, and whether it can receive email
  • What kind of line 07958 298844 is
  • Who else gives the postcode EC2M 5QQ
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FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (6 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Dealing in investments as principal
  • Making arrangements with a view to transactions in investments
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
05922339
Company status
Active
Company type
Private limited company
Incorporated
1 September 2006 (20 years old)
Registered office
4th Floor Salisbury House, London Wall, London, EC2M 5QQ, England
Nature of business
  • Security dealing on own account (SIC 64991)

Directors and company secretaries

Name Role Born Appointed Other companies
Soichi Nakamura Director Feb 1965 26 May 2020 None
Kei Yuguchi Director Feb 1969 1 Apr 2025 None
Masataka Yamaguchi Director May 1972 1 Apr 2026 None
Masao Kurozumi Director Aug 1969 31 Jul 2026 None
Hiromi Asano Secretary Not published 3 Jun 2024 –

In the full report: every company its directors have run

  • Confirmation that these 4 directors run no other company
  • All 36 people who have been directors, with their dates
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Key dates in its history

Tokai Tokyo Securities Europe’s history from the FCA register and Companies House, newest first.

Key events (7) All events (81)

2018

25 July 2018

  • FCA imposed a requirement (May control but not hold client money)

FCA register

2016

6 April 2016

  • Tokai Tokyo Financial Holdings Inc. took control (75–100% of shares)

Companies House

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2010

25 May 2010

  • Board replaced: all 3 directors left and 3 new directors took over

Companies House

2007

19 March 2007

  • Became authorised by the FCA

FCA register

13 March 2007

  • Regulated by the Financial Services Authority from this date

FCA register

2006

1 September 2006

  • Incorporated at Companies House

Companies House

In the full report: all 81 events

  • All 81 events in its history (7 shown here)
  • Every director appointment and resignation: 72
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Firms like Tokai Tokyo Securities Europe

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorisedUBS Asset Management Funds LtdLondonAuthorisedJ.P. Morgan Markets LimitedLondonAuthorisedRevolut Trading LtdLondonAuthorisedBlackRock Advisors (UK) LimitedLondonAuthorisedBlackRock Fund Managers LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Tokai Tokyo Securities Europe

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • Every company its directors have run, named
  • 3 background checks on its contact details
  • All 81 events in its history

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Frequently asked questions about this firm

Is Tokai Tokyo Securities Europe Limited FCA authorised?
Yes, Tokai Tokyo Securities Europe Limited (FRN 460061) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since March 2007 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is Tokai Tokyo Securities Europe’s phone number and website?
The FCA register lists the phone number 07958 298844 and the website tokaitokyo-fh.jp/en/corporate/groups/europe for Tokai Tokyo Securities Europe. If you were given different contact details, use these to check with the firm before going any further.
Is Tokai Tokyo Securities Europe a scam or clone?
Tokai Tokyo Securities Europe is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Tokai Tokyo Securities Europe?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Tokai Tokyo Securities Europe to the Financial Ombudsman Service, free of charge.
Who owns Tokai Tokyo Securities Europe?
Tokai Tokyo Securities Europe is owned by Tokai Tokyo Financial Holdings Inc., which holds 75–100% of shares, 75–100% of votes, can appoint and remove the board, significant influence or control and held through a firm, since 6 April 2016.
Who runs Tokai Tokyo Securities Europe?
Companies House lists 4 directors of Tokai Tokyo Securities Europe: Soichi Nakamura, Kei Yuguchi, Masataka Yamaguchi and Masao Kurozumi.
How long has Tokai Tokyo Securities Europe been in business?
The company was formed on 1 September 2006, and has held its current FCA authorisation since March 2007.

Sources and links

The full report on Tokai Tokyo Securities Europe Limited

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