UHY Financial Planning Limited

Reference number: 447764

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When uhy-uk.com first appeared online, and whether it can receive email
  • What kind of line 0115 959 0900 is
  • Who else gives the postcode NG1 6GR
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Other names (1)

If you were contacted under any of these names, it is this firm.

  • UHY Financial Planning (Midlands) Limited Former name

FCA permissions and consumer protection

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Lend or arrange credit No FSCS cover
    Consumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (6 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on Pension Transfers and Pension Opt Outs
  • Arranging (bringing about) deals in investments
  • Debt-counselling
  • Making arrangements with a view to transactions in investments

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
03430854
Company status
Active
Company type
Private limited company
Incorporated
8 September 1997 (29 years old)
Registered office
Suite E2, The Octagon, 2nd Floor Middleborough, Colchester, CO1 1TG, England
Nature of business
  • Other business support service activities not elsewhere classified (SIC 82990)

Directors and company secretaries

Name Role Born Appointed Other companies
Neela Chauhan Director Feb 1965 11 Mar 2020 6 other companies
Subarna Banerjee Director Apr 1972 11 Mar 2020 9 other companies
Jake Millard Secretary Not published 27 Feb 2026 –

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
14
closed down
3
run together
1

In the full report: all 14 companies, named

  • What each company does, and whether it is still trading
  • Which of these 2 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The 1 company these 2 directors run together
  • All 17 people who have ever been directors, with their dates
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Key dates in its history

UHY Financial Planning’s history from the FCA register and Companies House, newest first.

Key events (8) All events (44)

2026

27 February 2026

  • Uhy Hacker Young LLP gave up control

Companies House

2020

14 April 2020

  • Board replaced: both directors left and 2 new directors took over

Companies House

2016

6 April 2016

  • Uhy Hacker Young LLP took control (75–100% of shares)

Companies House

2014

12 May 2014

  • Changed its registered name from "UHY Financial Planning (Midlands) Limited"

FCA register

2013

1 April 2013

  • Regulated by the FCA from this date

FCA register

2006

19 June 2006

  • Regulated by the Financial Services Authority from this date
  • Became authorised by the FCA

FCA register

1997

8 September 1997

  • Incorporated at Companies House

Companies House

In the full report: all 44 events

  • All 44 events in its history (8 shown here)
  • Every director appointment and resignation: 32
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Firms connected to UHY Financial Planning

Other FCA-listed firms that share a director, phone number or address with UHY Financial Planning. A link shows who the firm is tied to, not whether either can be trusted.

connected firms
2
share its postcode
2

In the full report: all 2 connected firms, named

  • How each is linked: the same postcode (2)
  • Who links each one: the named directors, with dates
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Firms like UHY Financial Planning

Other firms of the same type (financial adviser), nearest first.

In Nottingham

AVA Wealth LtdNottinghamAuthorisedBalance: Wealth Planning LimitedNottinghamAuthorisedBEST Wealth Management LtdNottinghamSee the registerBlowfish Financial Services LimitedNottinghamAuthorisedBlueJay Financial Planning LtdNottinghamAuthorisedBradstock Bourne LimitedNottinghamAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on UHY Financial Planning

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 14 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 44 events in its history
  • 2 connected firms, named, and who links them

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Frequently asked questions about this firm

Is UHY Financial Planning Limited FCA authorised?
Yes, UHY Financial Planning Limited (FRN 447764) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since June 2006 and works as a financial adviser. The FCA has placed no limits on its permissions.
What is UHY Financial Planning’s phone number and website?
The FCA register lists the phone number 0115 959 0900 and the website uhy-uk.com/services/private-client-services/financial-planning for UHY Financial Planning. If you were given different contact details, use these to check with the firm before going any further.
Is UHY Financial Planning a scam or clone?
UHY Financial Planning is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with UHY Financial Planning?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about UHY Financial Planning to the Financial Ombudsman Service, free of charge.
Who owns UHY Financial Planning?
Companies House lists no one with significant control of UHY Financial Planning now. Before that, it was controlled by Uhy Hacker Young LLP.
Who runs UHY Financial Planning?
Companies House lists 2 directors of UHY Financial Planning: Neela Chauhan and Subarna Banerjee.
How long has UHY Financial Planning been in business?
The company was formed on 8 September 1997, and has held its current FCA authorisation since June 2006.
Does UHY Financial Planning use any other names?
It has previously used the name UHY Financial Planning (Midlands) Limited.

Sources and links

The full report on UHY Financial Planning Limited

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