Waterfall Asset Management (UK) LLP

Reference number: 741147

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Website, phone number and address

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

In the full report: 3 background checks

  • When waterfallam.com first appeared online, and whether it can receive email
  • What kind of line 020 7190 9840 is
  • Who else gives the postcode W1J 8DX
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FCA permissions and consumer protection

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Complaints Ombudsman, free
    You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Show FCA detail (6 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

FCA disciplinary action and complaints

No FCA disciplinary action.

The Financial Ombudsman Service only publishes complaint figures for firms with 30 or more new complaints in six months, so there are none here for this firm.

Companies House record

The company behind the firm: its status, age, registered office and directors.

Company number
OC404336
Company status
Active
Company type
Limited liability partnership
Incorporated
16 February 2016 (10 years old)
Registered office
3rd Floor 1 Ashley Road, Altrincham, Cheshire, WA14 2DT, United Kingdom

Directors and company secretaries

Name Role Born Appointed Other companies
James Alexis Cuby LLP designated member Nov 1973 16 Feb 2016 5 other companies
WATERFALL ASSET MANAGEMENT HOLDINGS (UK) LIMITED Corporate LLP designated member Not published 16 Feb 2016 None

Other companies run by these 2 directors

A firm is run by people, and their other companies are their track record: what they built, what closed, and anything that failed. It is the check most people never think to make.

other companies
5
closed down
1
is FCA-registered
1

In the full report: all 5 companies, named

  • What each company does, and whether it is still trading
  • Which of these 2 directors sit on each board, and since when
  • Any that went into liquidation or administration
  • The one on the FCA register
  • All 3 people who have ever been directors, with their dates
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Key dates in its history

Waterfall Asset Management (UK)’s history from the FCA register and Companies House, newest first.

Key events (8) All events (13)

2016

1 September 2016

  • Regulated by the FCA from this date
  • FCA imposed a requirement (May control but not hold client money)
  • Became authorised by the FCA

FCA register

6 April 2016

  • Jack Jay Ross gained significant control
  • James Alexis Cuby gained significant control
  • Thomas Edward Capasse gained significant control
  • Waterfall Asset Management Holdings (UK) Limited took control (75–100% of shares)

Companies House

16 February 2016

  • Incorporated at Companies House

Companies House

In the full report: all 13 events

  • All 13 events in its history (8 shown here)
  • Every director appointment and resignation: 3
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Firms connected to Waterfall Asset Management (UK)

Other FCA-listed firms that share a director, phone number or address with Waterfall Asset Management (UK). A link shows who the firm is tied to, not whether either can be trusted.

connected firms
2
share its postcode
2
past link
1

In the full report: all 2 connected firms, named

  • How each is linked: the same postcode (2)
  • Who links each one: the named directors, with dates
  • 1 past link through former directors
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Firms like Waterfall Asset Management (UK)

Other firms of the same type (investment or fund manager), nearest first.

In London

UBS Asset Management (UK) LtdLondonAuthorisedUBS Asset Management Funds LtdLondonAuthorisedJ.P. Morgan Markets LimitedLondonAuthorisedRevolut Trading LtdLondonAuthorisedBlackRock Advisors (UK) LimitedLondonAuthorisedBlackRock Fund Managers LimitedLondonAuthorised

Firms are listed by type and location, best known first. Being listed is not a recommendation: check any firm before you deal with it.

Get the full report on Waterfall Asset Management (UK)

Everything on this page, plus everything locked above, in one dated PDF you can keep, file or send on.

  • 5 other companies its directors have run, named
  • 3 background checks on its contact details
  • All 13 events in its history
  • 2 connected firms, named, and who links them

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Frequently asked questions about this firm

Is Waterfall Asset Management (UK) LLP FCA authorised?
Yes, Waterfall Asset Management (UK) LLP (FRN 741147) is authorised by the FCA to carry out regulated activities. It has held its current authorisation since September 2016 and works as an investment or fund manager. The FCA has placed a limit on what it may do.
What is Waterfall Asset Management (UK)’s phone number and website?
The FCA register lists the phone number 020 7190 9840 and the website waterfallam.com for Waterfall Asset Management (UK). If you were given different contact details, use these to check with the firm before going any further.
Is Waterfall Asset Management (UK) a scam or clone?
Waterfall Asset Management (UK) is a genuine FCA-listed firm, and the FCA has published no warnings about fake versions of it. Scammers do copy real firms, though, so check that any contact details you were given match the ones on the register.
Is my money safe with Waterfall Asset Management (UK)?
Its FCA permissions do not allow it to hold or control client money. It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Waterfall Asset Management (UK) to the Financial Ombudsman Service, free of charge.
Who owns Waterfall Asset Management (UK)?
Waterfall Asset Management (UK) is owned by Waterfall Asset Management Holdings (UK) Limited, which holds 75–100% of votes, 75–100% of surplus assets and can appoint and remove the board, since 6 April 2016.
Who runs Waterfall Asset Management (UK)?
Companies House lists 2 directors of Waterfall Asset Management (UK): James Alexis Cuby and Waterfall Asset Management Holdings (UK) Limited.
How long has Waterfall Asset Management (UK) been in business?
The company was formed on 16 February 2016, and has held its current FCA authorisation since September 2016.

Sources and links

The full report on Waterfall Asset Management (UK) LLP

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